Over-the-counter securities and derivatives | Investment Executive https://www.investmentexecutive.com/tag/over-the-counter-securities-and-derivatives/ Canada's news source for financial professionals Wed, 19 Nov 2025 19:21:09 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Over-the-counter securities and derivatives | Investment Executive https://www.investmentexecutive.com/tag/over-the-counter-securities-and-derivatives/ 32 32 FCA consults on market data reforms https://www.investmentexecutive.com/news/fca-consults-on-market-data-reforms/ Wed, 19 Nov 2025 19:21:09 +0000 https://www.investmentexecutive.com/?p=525849 Regulator looks to introduce consolidated equity tape in 2027

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]]> Carbon markets working well: ESMA https://www.investmentexecutive.com/news/carbon-markets-working-well-esma/ Wed, 22 Oct 2025 16:45:09 +0000 https://www.investmentexecutive.com/?p=523318 Financial firms dominate market for carbon allowances, regulator finds

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]]> Reform laggards leave markets at risk: FSB https://www.investmentexecutive.com/news/reform-laggards-leave-markets-at-risk-fsb/ Tue, 14 Oct 2025 18:43:58 +0000 https://www.investmentexecutive.com/?p=522574 Halting progress on post-crisis measures raises stability risks

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]]> Global FX, OTC derivative trading up https://www.investmentexecutive.com/news/industry-news/global-fx-otc-derivative-trading-up/ Wed, 01 Oct 2025 13:31:29 +0000 https://www.investmentexecutive.com/?p=521582 Tariff turmoil boosts FX volatility, hedging activity, survey suggests

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]]> HSBC finds quantum trading advantage https://www.investmentexecutive.com/news/research-and-markets/hsbc-finds-quantum-trading-advantage/ Mon, 29 Sep 2025 13:30:38 +0000 https://www.investmentexecutive.com/?p=521372 Experiment finds empirical support for quantum computing in financial markets

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]]> Dealer sanctioned over gatekeeping failure https://www.investmentexecutive.com/news/from-the-regulators/dealer-sanctioned-over-gatekeeping-failure/ Thu, 03 Jul 2025 12:46:00 +0000 https://www.investmentexecutive.com/?p=514235 Echelon Partners failed to guard against clients' potentially-suspicious trading in U.S. OTC markets

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]]> FCA sanctions LME for volatility control failings https://www.investmentexecutive.com/news/from-the-regulators/fca-sanctions-lme-for-volatility-control-failings/ Thu, 20 Mar 2025 17:02:16 +0000 https://www.investmentexecutive.com/?p=504993 Extreme stress in nickel markets led to trading outage in 2022

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]]> Industry applauds delay in SEC clearing rules https://www.investmentexecutive.com/news/from-the-regulators/industry-applauds-delay-in-sec-clearing-rules/ Thu, 27 Feb 2025 21:55:48 +0000 https://www.investmentexecutive.com/?p=503434 Move allows more time to deal with operational, regulatory issues

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]]> Banks settle OTC bond class action https://www.investmentexecutive.com/news/from-the-regulators/banks-settle-otc-bond-class-action/ Fri, 24 Jan 2025 19:13:35 +0000 https://www.investmentexecutive.com/?p=500968 Investor suit sought more than $1 billion, settles for $6.5 million

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]]> Credit conditions tightened in late 2024: ECB https://www.investmentexecutive.com/news/research-and-markets/credit-conditions-tightened-in-late-2024-ecb/ Mon, 20 Jan 2025 19:49:11 +0000 https://www.investmentexecutive.com/?p=500598 Declining liquidity contributed to tighter credit terms, survey finds

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