Outsourcing – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 04 Apr 2024 18:12:52 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Outsourcing – Investment Executive https://www.investmentexecutive.com 32 32 Risks arise as exchanges evolve, IOSCO says https://www.investmentexecutive.com/news/from-the-regulators/risks-arise-as-exchanges-evolve-iosco-says/ Thu, 04 Apr 2024 18:12:30 +0000 https://www.investmentexecutive.com/?p=483148 Expansion of business lines multiplies conflicts and regulatory challenges

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]]> ESMA consults on green bond scrutineers https://www.investmentexecutive.com/news/from-the-regulators/esma-consults-on-green-bond-scrutineers/ Tue, 26 Mar 2024 18:55:14 +0000 https://www.investmentexecutive.com/?p=482749 Consultation proposes registration, supervisory standards for independent reviewers

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]]> Global regulators add guidance on margin practices https://www.investmentexecutive.com/news/from-the-regulators/global-regulators-add-guidance-on-margin-practices/ Wed, 17 Jan 2024 21:11:14 +0000 https://www.investmentexecutive.com/?p=478823 IOSCO, Basel Committee recommendations target non-central clearing markets

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]]> U.K. regulators to intensify oversight of outsourcing https://www.investmentexecutive.com/news/from-the-regulators/u-k-regulators-to-intensify-oversight-of-outsourcing/ Thu, 07 Dec 2023 19:17:33 +0000 https://www.investmentexecutive.com/?p=476868 Consultation seeks to set rules for financial industry cloud providers

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]]> Financial sector faces systemic cyber threats: Moody’s https://www.investmentexecutive.com/news/research-and-markets/financial-sector-faces-systemic-cyber-threats-moodys/ Mon, 20 Nov 2023 19:41:55 +0000 https://www.investmentexecutive.com/?p=475645 Recent ransomware attack highlights financial sector's vulnerability

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]]> FINRA enters the quantum realm https://www.investmentexecutive.com/news/from-the-regulators/finra-enters-the-quantum-realm/ Mon, 30 Oct 2023 19:51:00 +0000 https://www.investmentexecutive.com/?p=474236 SRO examines potential implications of a computing revolution

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]]> OSFI enhances outsourcing oversight expectations https://www.investmentexecutive.com/news/from-the-regulators/osfi-enhances-outsourcing-oversight-expectations/ Mon, 24 Apr 2023 20:24:39 +0000 https://www.investmentexecutive.com/?p=464389 Regulator's new guidance to take effect in May 2024

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]]> Industry ill-prepared for T+1 https://www.investmentexecutive.com/news/from-the-regulators/industry-ill-prepared-for-t1/ Wed, 08 Mar 2023 22:26:41 +0000 https://www.investmentexecutive.com/?p=461762 Survey finds over half of buy-side firms haven't started work on transition

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]]> SEC beefs up fund cost, performance reporting rules https://www.investmentexecutive.com/news/from-the-regulators/sec-beefs-up-fund-cost-performance-reporting-rules/ Wed, 26 Oct 2022 19:00:53 +0000 https://www.investmentexecutive.com/?p=454373 Rules streamline fund reports, call for truth in advertising on fees

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]]> IOSCO enhances oversight of outsourcing https://www.investmentexecutive.com/news/from-the-regulators/iosco-enhances-oversight-of-outsourcing/ Wed, 27 Oct 2021 18:31:29 +0000 https://www.investmentexecutive.com/?p=432309 The pandemic highlighted the importance of ensuring operational resilience

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