Outsourcing | Investment Executive https://www.investmentexecutive.com/tag/outsourcing/ Canada's news source for financial professionals Thu, 10 Jul 2025 19:42:25 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Outsourcing | Investment Executive https://www.investmentexecutive.com/tag/outsourcing/ 32 32 ESMA calls for stricter scrutiny of crypto firms https://www.investmentexecutive.com/news/from-the-regulators/esma-calls-for-stricter-scrutiny-of-crypto-firms/ Thu, 10 Jul 2025 19:42:23 +0000 https://www.investmentexecutive.com/?p=514989 Regulators should resolve risks upfront before firms get authorization, it says

The post ESMA calls for stricter scrutiny of crypto firms appeared first on Investment Executive.

]]> SEC abandons long list of reform proposals https://www.investmentexecutive.com/news/from-the-regulators/sec-abandons-long-list-of-reform-proposals/ Tue, 17 Jun 2025 21:31:18 +0000 https://www.investmentexecutive.com/?p=512837 Wide range of proposals, from market structure to broker conflict issues, dropped

The post SEC abandons long list of reform proposals appeared first on Investment Executive.

]]> CFTC consults on 24/7 trading https://www.investmentexecutive.com/news/from-the-regulators/cftc-consults-on-24-7-trading/ Tue, 22 Apr 2025 17:55:16 +0000 https://www.investmentexecutive.com/?p=507758 Consultation examines risks, benefits of round-the-clock trading

The post CFTC consults on 24/7 trading appeared first on Investment Executive.

]]> CIRO details plans for fund dealer margin accounts https://www.investmentexecutive.com/news/from-the-regulators/ciro-details-plans-for-fund-dealer-margin-accounts/ Fri, 28 Mar 2025 20:30:39 +0000 https://www.investmentexecutive.com/?p=505777 SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project

The post CIRO details plans for fund dealer margin accounts appeared first on Investment Executive.

]]> ESMA issues crypto guidance https://www.investmentexecutive.com/news/from-the-regulators/esma-issues-crypto-guidance/ Fri, 31 Jan 2025 19:41:50 +0000 https://www.investmentexecutive.com/?p=501489 Regulator seeks consistent implementation of new regime, avoiding arbitrage

The post ESMA issues crypto guidance appeared first on Investment Executive.

]]> The evolution of trading poses regulatory challenges https://www.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

The post The evolution of trading poses regulatory challenges appeared first on Investment Executive.

]]> FSB sounds alarm on AI risk https://www.investmentexecutive.com/news/from-the-regulators/fsb-sounds-alarm-on-ai-risk/ Thu, 14 Nov 2024 20:22:33 +0000 https://www.investmentexecutive.com/?p=496759 Growing AI adoption poses rising financial stability risks too, group warns

The post FSB sounds alarm on AI risk appeared first on Investment Executive.

]]> FSB seeks to streamline operational threat reporting https://www.investmentexecutive.com/news/from-the-regulators/fsb-seeks-to-streamline-operational-threat-reporting/ Thu, 17 Oct 2024 19:03:34 +0000 https://www.investmentexecutive.com/?p=494962 The group is seeking feedback on a proposed common reporting framework for cyberattacks and incidents

The post FSB seeks to streamline operational threat reporting appeared first on Investment Executive.

]]> Outage validates regulators’ outsourcing worries https://www.investmentexecutive.com/news/from-the-regulators/outage-validates-regulators-outsourcing-worries/ Fri, 19 Jul 2024 21:46:14 +0000 https://www.investmentexecutive.com/?p=489665 FSB, Basel Committee have long warned of tech risk in financial sector

The post Outage validates regulators’ outsourcing worries appeared first on Investment Executive.

]]> Global banking regulators grapple with tech dependence https://www.investmentexecutive.com/news/from-the-regulators/global-banking-regulators-grapple-with-tech-dependence/ Tue, 09 Jul 2024 18:06:07 +0000 https://www.investmentexecutive.com/?p=489017 Proposed principles aim to address growth of outsourcing, fintech

The post Global banking regulators grapple with tech dependence appeared first on Investment Executive.

]]>