Outsourcing | Investment Executive https://www.investmentexecutive.com/tag/outsourcing/ Canada's news source for financial professionals Wed, 14 Jan 2026 19:55:40 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Outsourcing | Investment Executive https://www.investmentexecutive.com/tag/outsourcing/ 32 32 U.K., EU team up on overseeing critical tech suppliers https://www.investmentexecutive.com/news/u-k-eu-team-up-on-overseeing-critical-tech-suppliers/ Wed, 14 Jan 2026 19:55:00 +0000 https://www.investmentexecutive.com/?p=529438 Regulators sign MoU targeting operational resilience, incident recovery

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]]> ESMA unveils new digital strategy https://www.investmentexecutive.com/news/esma-unveils-new-digital-strategy/ Tue, 13 Jan 2026 21:52:58 +0000 https://www.investmentexecutive.com/?p=529332 Regs seek efficiency, innovation to facilitate single EU financial market

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]]> CIRO settles with dealer for oversight lapse https://www.investmentexecutive.com/uncategorized/ciro-settles-with-dealer-for-oversight-lapse/ Wed, 17 Dec 2025 13:00:55 +0000 https://www.investmentexecutive.com/?p=527901 External provider stopped including CSE stocks in trading reports

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]]> Basel Committee beefs up outsourcing principles https://www.investmentexecutive.com/news/from-the-regulators/basel-committee-beefs-up-outsourcing-principles/ Wed, 10 Dec 2025 20:02:21 +0000 https://www.investmentexecutive.com/?p=527424 Regulators tackle increased digitalization of finance, reliance on tech

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]]> ESMA calls for stricter scrutiny of crypto firms https://www.investmentexecutive.com/news/from-the-regulators/esma-calls-for-stricter-scrutiny-of-crypto-firms/ Thu, 10 Jul 2025 19:42:23 +0000 https://www.investmentexecutive.com/?p=514989 Regulators should resolve risks upfront before firms get authorization, it says

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]]> SEC abandons long list of reform proposals https://www.investmentexecutive.com/news/from-the-regulators/sec-abandons-long-list-of-reform-proposals/ Tue, 17 Jun 2025 21:31:18 +0000 https://www.investmentexecutive.com/?p=512837 Wide range of proposals, from market structure to broker conflict issues, dropped

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]]> CFTC consults on 24/7 trading https://www.investmentexecutive.com/news/from-the-regulators/cftc-consults-on-24-7-trading/ Tue, 22 Apr 2025 17:55:16 +0000 https://www.investmentexecutive.com/?p=507758 Consultation examines risks, benefits of round-the-clock trading

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]]> CIRO details plans for fund dealer margin accounts https://www.investmentexecutive.com/news/from-the-regulators/ciro-details-plans-for-fund-dealer-margin-accounts/ Fri, 28 Mar 2025 20:30:39 +0000 https://www.investmentexecutive.com/?p=505777 SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project

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]]> ESMA issues crypto guidance https://www.investmentexecutive.com/news/from-the-regulators/esma-issues-crypto-guidance/ Fri, 31 Jan 2025 19:41:50 +0000 https://www.investmentexecutive.com/?p=501489 Regulator seeks consistent implementation of new regime, avoiding arbitrage

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]]> The evolution of trading poses regulatory challenges https://www.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

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