OSC | Investment Executive https://www.investmentexecutive.com/tag/osc/ Canada's news source for financial professionals Wed, 29 Oct 2025 23:43:31 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png OSC | Investment Executive https://www.investmentexecutive.com/tag/osc/ 32 32 Concerns follow regulators’ survey of mutual fund reps https://www.investmentexecutive.com/news/concerns-follow-regulators-survey-of-mutual-fund-reps/ Wed, 29 Oct 2025 19:35:36 +0000 https://www.investmentexecutive.com/?p=523807 Findings put bank branches’ proprietary shelves back in the spotlight, highlight lack of MER knowledge

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]]> OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers https://www.investmentexecutive.com/news/osc-says-its-conducting-compliance-exams-on-sales-practices-at-big-5-fund-dealers/ Fri, 10 Oct 2025 18:18:58 +0000 https://www.investmentexecutive.com/?p=522387 Regulator clarifies its response to concerns arising from survey of mutual fund reps

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]]> Newswire developer sentenced for insider trading https://www.investmentexecutive.com/news/from-the-regulators/newswire-developer-sentenced-for-insider-trading/ Wed, 06 Aug 2025 16:59:34 +0000 https://www.investmentexecutive.com/?p=516861 Pair allegedly traded on inside information gleaned from corporate press releases

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]]> Opinion: An investor perspective on Ontario Long-Term Funds https://www.investmentexecutive.com/insight/columns/opinion-an-investor-perspective-on-ontario-long-term-funds/ Fri, 21 Mar 2025 20:43:26 +0000 https://www.investmentexecutive.com/?p=505142 Retail investors with modest portfolios do not require these risky funds for diversification purposes

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