Options – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 30 Apr 2024 17:39:30 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Options – Investment Executive https://www.investmentexecutive.com 32 32 CEO pay soars among S&P companies https://www.investmentexecutive.com/news/research-and-markets/ceo-pay-soars-among-sp-companies/ Tue, 30 Apr 2024 17:39:30 +0000 https://www.investmentexecutive.com/?p=485005 New ISS research finds CEO pay up alongside shareholder returns

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]]> Rep admits to unapproved discretionary trades https://www.investmentexecutive.com/news/from-the-regulators/rep-admits-to-unapproved-discretionary-trades/ Tue, 27 Feb 2024 22:21:21 +0000 https://www.investmentexecutive.com/?p=481189 Settlement includes disgorgement, penalty and suspension

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]]> OSC priorities include lifting limitations on advice https://www.investmentexecutive.com/news/from-the-regulators/osc-priorities-include-lifting-limitations-on-advice/ Thu, 16 Nov 2023 20:44:05 +0000 https://www.investmentexecutive.com/?p=475492 Regulators to explore the regulation, provision of advice online

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]]> MX proposes new trading functionality https://www.investmentexecutive.com/news/from-the-regulators/mx-proposes-new-trading-functionality/ Thu, 09 Nov 2023 21:22:30 +0000 https://www.investmentexecutive.com/?p=475012 Exchange aims to enhance appeal with new order type and automation

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]]> Crypto company wrong to cancel options, court finds https://www.investmentexecutive.com/news/from-the-regulators/crypto-company-wrong-to-cancel-options-court-finds/ Wed, 20 Sep 2023 21:23:38 +0000 https://www.investmentexecutive.com/?p=471988 Power to award options lies with board, not management

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]]> Product roundup: AGF looks to covered calls for income boost https://www.investmentexecutive.com/news/products/product-roundup-agf-looks-to-covered-calls-for-income-boost/ Mon, 21 Aug 2023 17:44:01 +0000 https://www.investmentexecutive.com/?p=470352 Plus, Forstrong releases its first ETFs

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]]> MX fines firm for weak controls https://www.investmentexecutive.com/news/from-the-regulators/mx-fines-firm-for-weak-controls/ Fri, 12 May 2023 17:24:47 +0000 https://www.investmentexecutive.com/?p=465507 Laurentian Bank Securities sanctioned for supervisory shortcomings

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]]> Robinhood sanctioned for 2020 outages https://www.investmentexecutive.com/news/from-the-regulators/robinhood-sanctioned-for-2020-outages/ Thu, 06 Apr 2023 19:38:42 +0000 https://www.investmentexecutive.com/?p=463579 Firm fined for operational failures, service and supervisory issues

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]]> FINRA sanctions shortcomings in complaint handling https://www.investmentexecutive.com/news/from-the-regulators/finra-sanctions-shortcomings-in-complaint-handling/ Thu, 09 Mar 2023 19:36:32 +0000 https://www.investmentexecutive.com/?p=461825 Online brokerage firm fined for compliance issues related to complaints, options approvals

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]]> What’s new from fund manufacturers https://www.investmentexecutive.com/news/products/whats-new-from-fund-manufacturers-17/ Fri, 24 Feb 2023 15:23:21 +0000 https://www.investmentexecutive.com/?p=461023 A CI utilities-sector ETF writes covered call options while Invesco launched a suite of dividend ESG funds

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