Ontario Securities Commission | Investment Executive https://www.investmentexecutive.com/tag/ontario-securities-commission/ Canada's news source for financial professionals Fri, 20 Mar 2026 14:03:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Ontario Securities Commission | Investment Executive https://www.investmentexecutive.com/tag/ontario-securities-commission/ 32 32 CIRO set to launch disgorgement payout program https://www.investmentexecutive.com/news/ciro-set-to-launch-disgorgement-payout-program/ Fri, 20 Mar 2026 14:03:02 +0000 https://www.investmentexecutive.com/?p=534344 Harmed investors will be able to make claims for share of sanctions, April 1

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]]> CSA to test semi-annual reporting for venture market https://www.investmentexecutive.com/news/csa-to-test-semi-annual-reporting-for-venture-market/ Thu, 19 Mar 2026 18:37:27 +0000 https://www.investmentexecutive.com/?p=534291 Pilot project could lead to broader shift to less frequent reporting

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]]> Canada joins U.S., U.K. to disrupt crypto scams https://www.investmentexecutive.com/news/canada-joins-u-s-u-k-to-disrupt-crypto-scams/ Mon, 16 Mar 2026 19:15:17 +0000 https://www.investmentexecutive.com/?p=533918 Multi-national effort to tackle phishing includes OSC, OPP and RCMP

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]]> Big banks’ blockchain test a mixed bag https://www.investmentexecutive.com/news/big-banks-blockchain-test-a-mixed-bag/ Thu, 05 Mar 2026 21:01:27 +0000 https://www.investmentexecutive.com/?p=533247 Project reveals how potential gains are offset by added risks, costs

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]]> Regulators eye market makers’ role in ETF trading https://www.investmentexecutive.com/news/from-the-regulators/regulators-eye-market-makers-role-in-etf-trading/ Tue, 30 Dec 2025 06:08:16 +0000 https://www.investmentexecutive.com/?p=527231 They bring liquidity and pricing benefits, but some ETFs have too few

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]]> Executive banned in failed real estate scheme https://www.investmentexecutive.com/news/executive-banned-in-failed-real-estate-scheme/ Fri, 19 Dec 2025 19:56:40 +0000 https://www.investmentexecutive.com/?p=528215 OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation

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]]> Court upholds tribunal’s findings in crypto case https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-tribunals-findings-in-crypto-case/ Fri, 14 Nov 2025 12:00:40 +0000 https://www.investmentexecutive.com/?p=525407 Absent overriding error, panel's decisions should get deference, court says

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]]> Opinion: An investor perspective on Ontario Long-Term Funds https://www.investmentexecutive.com/insight/columns/opinion-an-investor-perspective-on-ontario-long-term-funds/ Fri, 21 Mar 2025 20:43:26 +0000 https://www.investmentexecutive.com/?p=505142 Retail investors with modest portfolios do not require these risky funds for diversification purposes

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