National Registration Database | Investment Executive https://www.investmentexecutive.com/tag/national-registration-database/ Canada's news source for financial professionals Thu, 04 Dec 2025 12:11:49 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png National Registration Database | Investment Executive https://www.investmentexecutive.com/tag/national-registration-database/ 32 32 Managing identity-theft risk after CIRO data breach https://www.investmentexecutive.com/news/industry-news/managing-identity-theft-risk-after-ciro-data-breach/ Thu, 04 Dec 2025 09:00:19 +0000 https://www.investmentexecutive.com/?p=526747 Tips for financial advisors — and for clients affected by other breaches

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]]> BCSC to join CIRO registration delegation https://www.investmentexecutive.com/news/bcsc-to-join-ciro-registration-delegation/ Fri, 17 Oct 2025 17:11:23 +0000 https://www.investmentexecutive.com/?p=522904 Move would give SRO full responsibility for registering dealers, reps

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]]> FCAA delegates registration to CIRO https://www.investmentexecutive.com/news/from-the-regulators/fcaa-delegates-registration-to-ciro/ Fri, 03 Oct 2025 19:57:40 +0000 https://www.investmentexecutive.com/?p=521894 Saskatchewan joins other provincial authorities in streamlining registration

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]]> CIRO breach has advisors on high alert https://www.investmentexecutive.com/news/from-the-regulators/ciro-breach-has-advisors-on-high-alert/ Fri, 19 Sep 2025 20:38:02 +0000 https://www.investmentexecutive.com/?p=520385 Compromised data is starting to show up on the dark web

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]]> CIRO pushes retail data project to 2027 https://www.investmentexecutive.com/news/from-the-regulators/ciro-pushes-retail-data-project-to-2027/ Tue, 15 Apr 2025 10:00:57 +0000 https://www.investmentexecutive.com/?p=507190 Effort to gain insight on dealers' clients will seek data from year-end 2026

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]]> Most of CSA hands registration to CIRO https://www.investmentexecutive.com/news/from-the-regulators/most-of-csa-hands-registration-to-ciro/ Tue, 01 Apr 2025 16:25:05 +0000 https://www.investmentexecutive.com/?p=506028 All provinces expected to join effort to curb duplication, burden

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]]> CSA set to hike SEDAR, NRD fees https://www.investmentexecutive.com/news/from-the-regulators/csa-set-to-hike-sedar-nrd-fees/ Thu, 21 Nov 2024 19:34:59 +0000 https://www.investmentexecutive.com/?p=497161 Dramatic revenue increase needed to keep pace with systems costs: regulators

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]]> CSA’s SEDAR+ rollout hits speed bump https://www.investmentexecutive.com/news/from-the-regulators/csas-sedar-rollout-hits-speed-bump/ Thu, 01 Jun 2023 15:49:41 +0000 https://www.investmentexecutive.com/?p=466686 As data transfer lags, launch date is pushed back

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]]> CSA reveals name for revamped filing system https://www.investmentexecutive.com/news/from-the-regulators/csa-reveals-name-for-revamped-filing-system/ Fri, 25 Oct 2019 15:11:02 +0000 https://www.investmentexecutive.com/?p=389404 The system will be unveiled in four phases, beginning in 2021

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]]> Industry demands voice on CSA systems reno https://www.investmentexecutive.com/news/from-the-regulators/industry-demands-voice-on-csa-systems-reno/ Wed, 09 Oct 2019 14:31:25 +0000 https://www.investmentexecutive.com/?p=388419 Trade groups want to be consulted as the CSA overhauls its electronic filing systems

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