Mortgage brokers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 18 Apr 2024 20:07:19 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Mortgage brokers – Investment Executive https://www.investmentexecutive.com 32 32 FSRA disciplinary disclosure faces legal challenge https://www.investmentexecutive.com/news/from-the-regulators/fsra-disciplinary-disclosure-faces-legal-challenge/ Thu, 18 Apr 2024 20:07:19 +0000 https://www.investmentexecutive.com/?p=484297 Ontario court allows bid for judicial review of enforcement practices

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]]> B.C. court certifies vacation pay class action https://www.investmentexecutive.com/news/from-the-regulators/b-c-court-certifies-vacation-pay-class-action/ Wed, 20 Mar 2024 12:52:53 +0000 https://www.investmentexecutive.com/?p=482352 Lawsuits seeks damages for certain BMO advisors

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]]> Court poised to certify BMO holiday pay class action https://www.investmentexecutive.com/news/from-the-regulators/court-poised-to-certify-bmo-holiday-pay-class-action/ Tue, 01 Aug 2023 20:32:54 +0000 https://www.investmentexecutive.com/?p=469576 B.C. court says case meets criteria and allows plaintiff to revise claim

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]]> Privacy office orders release of FSRA enforcement notice https://www.investmentexecutive.com/news/from-the-regulators/privacy-office-orders-release-of-fsra-enforcement-notice/ Fri, 09 Jun 2023 18:11:58 +0000 https://www.investmentexecutive.com/?p=467136 Disciplinary filing is a statutory requirement, not legally privileged, IPC rules

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]]> Mortgage fraudsters hit with $47-million sanction https://www.investmentexecutive.com/news/from-the-regulators/mortgage-fraudsters-hit-with-47-million-sanction/ Tue, 30 May 2023 19:33:16 +0000 https://www.investmentexecutive.com/?p=466451 Most of the investors' money was put into riskier projects than promised

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]]> Firm sanctioned over syndicated mortgage violations https://www.investmentexecutive.com/news/from-the-regulators/firm-sanctioned-over-syndicated-mortgage-violations/ Fri, 26 May 2023 18:33:09 +0000 https://www.investmentexecutive.com/?p=466167 Brokerage, owner admitted to various contraventions of mortgage rules

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]]> Smith Financial to buy Home Capital Group as mortgage industry under strain https://www.investmentexecutive.com/news/industry-news/smith-financial-to-buy-home-capital-group-as-mortgage-industry-under-strain/ Mon, 21 Nov 2022 19:56:13 +0000 https://www.investmentexecutive.com/?p=456068 The all-cash offer provides certainty for shareholders, Home Capital board chairman says

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]]> FSRA met or exceeded most of its service targets in Q1 https://www.investmentexecutive.com/news/from-the-regulators/fsra-met-or-exceeded-most-of-its-service-targets-in-q1/ Mon, 30 Aug 2021 19:37:12 +0000 https://www.investmentexecutive.com/?p=427773 One weak area was application processing for prospective mortgage brokers and insurance agents

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]]> FSRA guidance on mortgage sector code takes effect https://www.investmentexecutive.com/news/from-the-regulators/fsra-guidance-on-mortgage-sector-code-takes-effect/ Thu, 05 Aug 2021 16:15:20 +0000 https://www.investmentexecutive.com/?p=426377 The Ontario regulator said it will consider adherence to the code when assessing suitability for licensing

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]]> FSRA seeks to raise standards for mortgage brokers https://www.investmentexecutive.com/news/from-the-regulators/fsra-seeks-to-raise-standards-for-mortgage-brokers/ Fri, 27 Nov 2020 19:43:32 +0000 https://www.investmentexecutive.com/?p=411855 Regulator proposes guidance on complying with national code

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