Marketing | Investment Executive https://www.investmentexecutive.com/tag/marketing/ Canada's news source for financial professionals Fri, 12 Sep 2025 22:43:31 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Marketing | Investment Executive https://www.investmentexecutive.com/tag/marketing/ 32 32 OSC alleges greenwashing by Purpose Investments https://www.investmentexecutive.com/news/from-the-regulators/osc-alleges-greenwashing-by-purpose-investments/ Fri, 12 Sep 2025 21:51:51 +0000 https://www.investmentexecutive.com/?p=520107 Firm, founder overstated its reliance on ESG considerations, regulator alleges

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]]> CIRO proposes new guidance for DIY investing https://www.investmentexecutive.com/news/from-the-regulators/ciro-proposes-new-guidance-for-diy-investing/ Tue, 12 Aug 2025 13:00:00 +0000 https://www.investmentexecutive.com/?p=517314 SRO would allow discount brokers to boost communication with investors

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]]> NASAA to relax adviser marketing rules https://www.investmentexecutive.com/news/from-the-regulators/nasaa-to-relax-adviser-marketing-rules/ Wed, 30 Jul 2025 21:04:51 +0000 https://www.investmentexecutive.com/?p=516458 Regulators propose changes to harmonize with SEC rules, ease restrictions

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]]> ESMA calls on Big Tech to fight online scams https://www.investmentexecutive.com/news/from-the-regulators/esma-calls-on-big-tech-to-fight-online-scams/ Wed, 28 May 2025 18:18:50 +0000 https://www.investmentexecutive.com/?p=510821 Regulators ask tech platforms to outlaw unauthorized promotions

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]]> IOSCO tackles retail harm from online innovation https://www.investmentexecutive.com/news/from-the-regulators/iosco-tackles-retail-harm-from-online-innovation/ Tue, 20 May 2025 20:29:27 +0000 https://www.investmentexecutive.com/?p=510171 Initiative addresses rise of finfluencers, digital engagement, social trading

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]]> Rating agency fined by ESMA https://www.investmentexecutive.com/news/from-the-regulators/rating-agency-fined-by-esma/ Mon, 07 Apr 2025 19:08:36 +0000 https://www.investmentexecutive.com/?p=506467 Firm breached rules by implying regulators endorsed ratings

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]]> FCA calls on alt managers to beef up valuation https://www.investmentexecutive.com/news/from-the-regulators/fca-calls-on-alt-managers-to-beef-up-valuation/ Wed, 05 Mar 2025 19:01:42 +0000 https://www.investmentexecutive.com/?p=503843 Review flags conflict, independence shortcomings in private asset valuations

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]]> FINRA sees deepening connections to crypto https://www.investmentexecutive.com/news/from-the-regulators/finra-sees-deepening-connections-to-crypto/ Tue, 13 Aug 2024 19:41:28 +0000 https://www.investmentexecutive.com/?p=491017 Much of the industry's involvement may be outside the SRO's perimeter

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]]> OSC’s compliance work escalates https://www.investmentexecutive.com/news/from-the-regulators/oscs-compliance-work-escalates/ Fri, 26 Jul 2024 19:36:15 +0000 https://www.investmentexecutive.com/?p=490069 Risky firms, crypto platforms add to compliance division's workload

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]]> AI won’t be able to beat the index: Moody’s https://www.investmentexecutive.com/news/research-and-markets/ai-wont-be-able-to-beat-the-index-moodys/ Thu, 18 Jul 2024 21:05:00 +0000 https://www.investmentexecutive.com/?p=489631 Tech advantages always prove short lived in the stock markets, report suggests

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