Market manipulation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 19 Apr 2024 18:16:45 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Market manipulation – Investment Executive https://www.investmentexecutive.com 32 32 Crypto manipulator convicted https://www.investmentexecutive.com/news/from-the-regulators/crypto-manipulator-convicted/ Fri, 19 Apr 2024 18:16:45 +0000 https://www.investmentexecutive.com/?p=484431 Trader defrauded platform of over US$110 million in novel market manipulation

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]]> Desjardins sanctioned in MX settlement https://www.investmentexecutive.com/news/from-the-regulators/desjardins-sanctioned-in-mx-settlement/ Thu, 28 Mar 2024 21:13:23 +0000 https://www.investmentexecutive.com/?p=482962 Trader placed numerous potentially misleading orders in bond futures

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]]> ESMA finalizes first set of crypto standards https://www.investmentexecutive.com/news/from-the-regulators/esma-finalizes-first-set-of-crypto-standards/ Mon, 25 Mar 2024 17:56:39 +0000 https://www.investmentexecutive.com/?p=482660 Regulators craft detailed standards to implement new crypto regime

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]]> Boiler room broker gets five years in prison https://www.investmentexecutive.com/news/from-the-regulators/boiler-room-broker-gets-five-years-in-prison/ Fri, 08 Mar 2024 22:08:04 +0000 https://www.investmentexecutive.com/?p=481934 Pump-and-dump scheme used high-pressure cold calls, targeted seniors

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]]> OSC awards tipster $1.5 million https://www.investmentexecutive.com/news/from-the-regulators/osc-awards-tipster-1-5-million/ Tue, 27 Feb 2024 18:14:42 +0000 https://www.investmentexecutive.com/?p=481139 Information expanded an investigation, helped protect investors

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]]> Exec convicted in crypto manipulation scheme https://www.investmentexecutive.com/news/from-the-regulators/exec-convicted-in-crypto-manipulation-scheme/ Thu, 08 Feb 2024 19:09:43 +0000 https://www.investmentexecutive.com/?p=480227 Trading bot used for wash trading, spoofing crypto token

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]]> Social media’s market manipulation risk https://www.investmentexecutive.com/news/from-the-regulators/social-medias-market-manipulation-risk/ Tue, 06 Feb 2024 20:20:50 +0000 https://www.investmentexecutive.com/?p=479964 European regulators flag threats to investors from industry, influencers

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]]> Financial firms lead rise in class action payouts https://www.investmentexecutive.com/news/from-the-regulators/financial-firms-lead-rise-in-class-action-payouts/ Fri, 19 Jan 2024 18:05:53 +0000 https://www.investmentexecutive.com/?p=479008 Mega-settlements drive global settlements to a five year high, ISS unit reports

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]]> FINRA reveals evolving compliance threats https://www.investmentexecutive.com/news/from-the-regulators/finra-reveals-evolving-compliance-threats/ Tue, 09 Jan 2024 21:27:25 +0000 https://www.investmentexecutive.com/?p=478337 SRO sees crypto, AI and new account fraud among emerging issues

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]]> CIRO fines Canaccord Genuity Corp. $500K for trading supervision failures https://www.investmentexecutive.com/news/from-the-regulators/ciro-fines-canaccord-genuity-corp-500k-for-trading-supervision-failures/ Thu, 28 Dec 2023 21:04:13 +0000 https://www.investmentexecutive.com/?p=477875 The breaches related to more than 10,000 wash trades

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