Market manipulation | Investment Executive https://www.investmentexecutive.com/tag/market-manipulation/ Canada's news source for financial professionals Wed, 17 Dec 2025 19:17:39 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Market manipulation | Investment Executive https://www.investmentexecutive.com/tag/market-manipulation/ 32 32 LIBOR scandal, what LIBOR scandal? https://www.investmentexecutive.com/news/libor-scandal-what-libor-scandal/ Wed, 17 Dec 2025 19:17:39 +0000 https://www.investmentexecutive.com/?p=528010 U.K. proposes to ease benchmark regulation adopted after manipulation

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]]> CIRO settles with dealer for oversight lapse https://www.investmentexecutive.com/uncategorized/ciro-settles-with-dealer-for-oversight-lapse/ Wed, 17 Dec 2025 13:00:55 +0000 https://www.investmentexecutive.com/?p=527901 External provider stopped including CSE stocks in trading reports

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/fca-consults-on-crypto-rules-3/ Tue, 16 Dec 2025 21:07:42 +0000 https://www.investmentexecutive.com/?p=527876 U.K. regulator's proposals aim to support innovation while protecting consumers

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]]> Panel rejects CIRO case against reps, again https://www.investmentexecutive.com/news/from-the-regulators/panel-rejects-ciro-case-against-reps-again/ Tue, 16 Dec 2025 14:32:12 +0000 https://www.investmentexecutive.com/?p=527782 BCSC sent case back to SRO panel, which dismissed allegations

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]]> Rep’s misconduct shouldn’t be career ending: SRO https://www.investmentexecutive.com/news/from-the-regulators/reps-misconduct-shouldnt-be-career-ending-sro/ Mon, 15 Dec 2025 21:13:59 +0000 https://www.investmentexecutive.com/?p=527774 Breach not worthy of year-long suspension, CIRO panel finds

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]]> FCA to save £100 million with trade reporting reform https://www.investmentexecutive.com/news/fca-to-save-100-million-with-trade-reporting-reform/ Tue, 25 Nov 2025 21:49:09 +0000 https://www.investmentexecutive.com/?p=526110 Streamlining reporting requirements to generate industry savings

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]]> CIRO undertakes phase two of guidance reno https://www.investmentexecutive.com/news/from-the-regulators/ciro-undertakes-phase-two-of-guidance-reno/ Thu, 06 Nov 2025 18:43:01 +0000 https://www.investmentexecutive.com/?p=524772 Project aims to ease trading rule compliance, not alter requirements

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]]> SEC seeks to curb CAT costs https://www.investmentexecutive.com/news/from-the-regulators/sec-seeks-to-curb-cat-costs/ Tue, 30 Sep 2025 18:44:44 +0000 https://www.investmentexecutive.com/?p=521548 Regulator issues order designed to reduce audit trail operating costs

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]]> DoJ settles with BofA in spoofing case https://www.investmentexecutive.com/uncategorized/doj-settles-with-bofa-in-spoofing-case/ Mon, 22 Sep 2025 05:45:35 +0000 https://www.investmentexecutive.com/?p=520718 Firm avoides prosecution, agrees to disgorgement, restitution

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]]> Exec, advisor accused of pump-and-dump https://www.investmentexecutive.com/news/from-the-regulators/exec-advisor-accused-of-pump-and-dump/ Fri, 12 Sep 2025 18:26:56 +0000 https://www.investmentexecutive.com/?p=520085 Social media scheme allegedly netted US$100 million in illicit profits

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