Market manipulation | Investment Executive https://www.investmentexecutive.com/tag/market-manipulation/ Canada's news source for financial professionals Thu, 09 Apr 2026 18:32:47 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Market manipulation | Investment Executive https://www.investmentexecutive.com/tag/market-manipulation/ 32 32 Ontario tribunal bans B.C. man under U.S. sanctions https://www.investmentexecutive.com/news/ontario-tribunal-bans-b-c-man-under-u-s-sanctions/ Thu, 09 Apr 2026 18:32:47 +0000 https://www.investmentexecutive.com/?p=535905 SEC alleged Canadian involved in penny stock pump-and-dump scheme

The post Ontario tribunal bans B.C. man under U.S. sanctions appeared first on Investment Executive.

]]> SEC enforcement drop is a feature, not a bug https://www.investmentexecutive.com/news/sec-enforcement-drop-is-a-feature-not-a-bug/ Wed, 08 Apr 2026 21:04:11 +0000 https://www.investmentexecutive.com/?p=535832 Agency details fundamental shift in approach to regulatory enforcement

The post SEC enforcement drop is a feature, not a bug appeared first on Investment Executive.

]]> FBI targets crypto wash trading https://www.investmentexecutive.com/news/from-the-regulators/fbi-targets-crypto-wash-trading/ Wed, 01 Apr 2026 18:27:33 +0000 https://www.investmentexecutive.com/?p=535391 Employees from four firms indicted for manipulative crypto trading

The post FBI targets crypto wash trading appeared first on Investment Executive.

]]> CIRO wraps guidance update project https://www.investmentexecutive.com/news/ciro-wraps-guidance-update-project/ Fri, 27 Mar 2026 20:28:30 +0000 https://www.investmentexecutive.com/?p=535103 SRO issues revisions to gatekeeper, trading supervision obligations

The post CIRO wraps guidance update project appeared first on Investment Executive.

]]> Short-selling dealers stay secret https://www.investmentexecutive.com/news/short-selling-dealers-stay-secret/ Fri, 27 Mar 2026 20:20:08 +0000 https://www.investmentexecutive.com/?p=534995 IPC upholds OSC decision to preserve privacy of dealers in failed trade study

The post Short-selling dealers stay secret appeared first on Investment Executive.

]]> FCA sanctions firm’s failure to oversee CFD trading https://www.investmentexecutive.com/news/fca-sanctions-firms-failure-to-oversee-cfd-trading/ Fri, 27 Mar 2026 18:46:06 +0000 https://www.investmentexecutive.com/?p=535043 Trading engine upgrade not matched by surveillance

The post FCA sanctions firm’s failure to oversee CFD trading appeared first on Investment Executive.

]]> IOSCO seeks improved oversight of OTC markets https://www.investmentexecutive.com/news/iosco-seeks-improved-oversight-of-otc-markets-2/ Thu, 19 Mar 2026 16:24:51 +0000 https://www.investmentexecutive.com/?p=534288 Regulators flag risk of buildup of large, opaque trading positions

The post IOSCO seeks improved oversight of OTC markets appeared first on Investment Executive.

]]> BCSC pursues disgorgement in long-running case https://www.investmentexecutive.com/news/bcsc-pursues-disgorgement-in-long-running-case/ Wed, 18 Mar 2026 17:12:54 +0000 https://www.investmentexecutive.com/?p=534177 Panel lifts stay, refines order in case that led to landmark ruling

The post BCSC pursues disgorgement in long-running case appeared first on Investment Executive.

]]> SEC focuses OTC market rules https://www.investmentexecutive.com/news/sec-focuses-otc-market-rules/ Tue, 17 Mar 2026 19:01:12 +0000 https://www.investmentexecutive.com/?p=534052 Regulator seeks to limit brokers' OTC requirements to equities

The post SEC focuses OTC market rules appeared first on Investment Executive.

]]> SEC’s new enforcement chief resigns https://www.investmentexecutive.com/news/secs-new-enforcement-chief-resigns/ Mon, 16 Mar 2026 20:37:32 +0000 https://www.investmentexecutive.com/?p=533936 Former judge leaves agency after just over six months

The post SEC’s new enforcement chief resigns appeared first on Investment Executive.

]]>