Litigation risk – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 06 Mar 2024 21:33:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Litigation risk – Investment Executive https://www.investmentexecutive.com 32 32 SEC climate rules likely to land in court https://www.investmentexecutive.com/news/from-the-regulators/sec-climate-rules-likely-to-land-in-court/ Wed, 06 Mar 2024 21:33:00 +0000 https://www.investmentexecutive.com/?p=481704 Industry, environmental groups gearing up for legal fight over disclosure requirements

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]]> CIRO arms firms to face ransomware attacks https://www.investmentexecutive.com/news/from-the-regulators/ciro-arms-firms-to-face-ransomware-attacks/ Tue, 20 Feb 2024 20:13:33 +0000 https://www.investmentexecutive.com/?p=480749 SRO publishes playbook for dealing with growing cyber threat

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]]> A series of unfortunate events doomed Credit Suisse https://www.investmentexecutive.com/news/from-the-regulators/a-series-of-unfortunate-events-doomed-credit-suisse/ Tue, 19 Dec 2023 20:01:39 +0000 https://www.investmentexecutive.com/?p=477567 Regulators make case for greater supervisory and enforcement powers

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]]> Investors are largely ignoring greenwashing https://www.investmentexecutive.com/news/from-the-regulators/investors-are-largely-ignoring-greenwashing/ Tue, 19 Dec 2023 18:07:45 +0000 https://www.investmentexecutive.com/?p=477560 European regulator finds there's no financial price for green scandals

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]]> No free lunch from carbon offsets: Moody’s https://www.investmentexecutive.com/news/research-and-markets/no-free-lunch-from-carbon-offsets-moodys/ Mon, 18 Sep 2023 17:25:44 +0000 https://www.investmentexecutive.com/?p=471784 The rating agency warned that companies need to be careful when using carbon offsets to reduce emissions

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]]> AI likely to boost credit quality: Moody’s https://www.investmentexecutive.com/news/research-and-markets/ai-likely-to-boost-credit-quality-moodys/ Thu, 14 Sep 2023 19:10:36 +0000 https://www.investmentexecutive.com/?p=471608 Risks include increased inequality, social disruption

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]]> Post-merger UBS faces profit, execution risks https://www.investmentexecutive.com/news/research-and-markets/post-merger-ubs-faces-profit-execution-risks/ Wed, 21 Jun 2023 17:27:38 +0000 https://www.investmentexecutive.com/?p=467697 DBRS affirms ratings on UBS, Credit Suisse, but outlook is negative

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]]> U.S. anti-trust action poses challenge to companies https://www.investmentexecutive.com/news/research-and-markets/u-s-anti-trust-action-poses-challenge-to-companies/ Thu, 08 Jun 2023 20:50:20 +0000 https://www.investmentexecutive.com/?p=467091 Corporate M&A faces growing legal, regulatory threat in U.S., Fitch says

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]]> When it comes to ESG, fund managers damned if they do and damned if they don’t https://www.investmentexecutive.com/news/research-and-markets/when-it-comes-to-esg-fund-managers-damned-if-they-do-and-damned-if-they-dont/ Mon, 29 May 2023 18:03:36 +0000 https://www.investmentexecutive.com/?p=466328 Growing politicization of ESG investing in U.S. poses risk to asset managers, Moody's says

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]]> The prudent investor rule unpacked https://www.investmentexecutive.com/insight/columns/the-prudent-investor-rule-unpacked/ Wed, 12 Apr 2023 19:00:43 +0000 https://www.investmentexecutive.com/?p=463756 Help clients consider an investment policy statement in their wills

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