linked notes – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 10 Sep 2025 19:58:53 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png linked notes – Investment Executive https://www.investmentexecutive.com 32 32 Ex-broker charged in alleged U.S. Ponzi scheme https://www.investmentexecutive.com/news/ex-broker-charged-in-alleged-u-s-ponzi-scheme/ Wed, 10 Sep 2025 19:58:53 +0000 https://www.investmentexecutive.com/?p=519804 Linked notes changes having major impact https://www.investmentexecutive.com/newspaper_/linked-notes-changes-having-major-impact/ Fri, 11 Nov 2016 05:55:00 +0000 https://www.investmentexecutive.com/uncategorized/linked-notes-changes-having-major-impact/ Minor reprieve for linked notes https://www.investmentexecutive.com/news/minor-reprieve-for-linked-notes/ Fri, 16 Sep 2016 16:45:00 +0000 https://www.investmentexecutive.com/uncategorized/minor-reprieve-for-linked-notes/ Time to help clients consider their linked notes investments https://www.investmentexecutive.com/inside-track_/time-to-help-clients-consider-their-linked-notes-investments/ Mon, 04 Apr 2016 10:00:00 +0000 https://www.investmentexecutive.com/uncategorized/time-to-help-clients-consider-their-linked-notes-investments/ Feds to end tax-planning opportunity associated with linked notes https://www.investmentexecutive.com/news/feds-to-end-tax-planning-opportunity-associated-with-linked-notes/ Tue, 22 Mar 2016 21:35:00 +0000 https://www.investmentexecutive.com/uncategorized/feds-to-end-tax-planning-opportunity-associated-with-linked-notes/ Sell PPNs through dealers: MFDA https://www.investmentexecutive.com/news/sell-ppns-through-dealers-mfda/ Wed, 13 Feb 2013 20:45:00 +0000 https://www.investmentexecutive.com/uncategorized/sell-ppns-through-dealers-mfda/ IIROC issues guideline on sale of PPNs https://www.investmentexecutive.com/news/iiroc-issues-guideline-on-sale-of-ppns/ Wed, 19 Dec 2012 19:30:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-issues-guideline-on-sale-of-ppns/ PPNs must be sold through registered dealers: CSA https://www.investmentexecutive.com/news/ppns-must-be-sold-through-registered-dealers-csa/ Thu, 30 Aug 2012 16:25:00 +0000 https://www.investmentexecutive.com/uncategorized/ppns-must-be-sold-through-registered-dealers-csa/ IIROC compliance reviews uncover deficiencies in disclosure, due diligence https://www.investmentexecutive.com/news/iiroc-compliance-reviews-uncover-deficiencies-in-disclosure-due-diligence/ Tue, 31 Aug 2010 19:19:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-compliance-reviews-uncover-deficiencies-in-disclosure-due-diligence/ MFDA tackles the sale of PPNs https://www.investmentexecutive.com/newspaper_/news-48047/ Fri, 06 Feb 2009 17:01:00 +0000 https://www.investmentexecutive.com/uncategorized/news-48047/