Leverage – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 17 Apr 2024 18:46:57 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Leverage – Investment Executive https://www.investmentexecutive.com 32 32 Improving how shadow banks cope with stress https://www.investmentexecutive.com/news/from-the-regulators/improving-how-shadow-banks-cope-with-stress/ Wed, 17 Apr 2024 18:46:57 +0000 https://www.investmentexecutive.com/?p=484184 FSB proposes series of recommendations for addressing liquidity issues

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]]> BMO Nesbitt sanctioned for supervisory shortcomings https://www.investmentexecutive.com/news/from-the-regulators/bmo-nesbitt-sanctioned-for-supervisory-shortcomings/ Fri, 05 Apr 2024 20:57:46 +0000 https://www.investmentexecutive.com/?p=483279 Firm failed to adequately oversee rep's risky trading strategy, CIRO says

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]]> FSB warns of lurking stability risks https://www.investmentexecutive.com/news/from-the-regulators/fsb-warns-of-lurking-stability-risks/ Mon, 26 Feb 2024 19:08:08 +0000 https://www.investmentexecutive.com/?p=481069 International body says policymakers must guard against complacency amid multitude of threats

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]]> ESMA flags alt fund leverage, liquidity threats https://www.investmentexecutive.com/news/from-the-regulators/esma-flags-alt-fund-leverage-liquidity-threats/ Tue, 30 Jan 2024 19:51:55 +0000 https://www.investmentexecutive.com/?p=479521 Real estate funds pose potential systemic risks, report says

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]]> Shadow banks retreat amid high interest rates https://www.investmentexecutive.com/news/research-and-markets/shadow-banks-retreat-amid-high-interest-rates/ Mon, 18 Dec 2023 18:51:07 +0000 https://www.investmentexecutive.com/?p=477487 The sector's assets and share of global assets dropped last year, according to the FSB

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]]> Financial system still fragile, ECB warns https://www.investmentexecutive.com/news/from-the-regulators/financial-system-still-fragile-ecb-warns/ Wed, 22 Nov 2023 18:15:05 +0000 https://www.investmentexecutive.com/?p=475859 Effects of high rates to weigh further on economy, financial sector

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]]> Financial sector upgrades outpace downgrades: Fitch https://www.investmentexecutive.com/news/research-and-markets/financial-sector-upgrades-outpace-downgrades-fitch/ Mon, 20 Nov 2023 21:03:12 +0000 https://www.investmentexecutive.com/?p=475653 High interest rates boost firms' profits, capital positions

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]]> OSC priorities include lifting limitations on advice https://www.investmentexecutive.com/news/from-the-regulators/osc-priorities-include-lifting-limitations-on-advice/ Thu, 16 Nov 2023 20:44:05 +0000 https://www.investmentexecutive.com/?p=475492 Regulators to explore the regulation, provision of advice online

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]]> M&A deal activity retreats in Q3: Crosbie https://www.investmentexecutive.com/news/research-and-markets/ma-deal-activity-retreats-in-q3-crosbie/ Wed, 08 Nov 2023 17:27:46 +0000 https://www.investmentexecutive.com/?p=474802 Economic uncertainty, tight finances weighing on deal flow

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]]> SEC targets best-interest rules in broker reviews https://www.investmentexecutive.com/news/from-the-regulators/sec-targets-best-interest-rules-in-broker-reviews/ Mon, 16 Oct 2023 18:40:37 +0000 https://www.investmentexecutive.com/?p=473386 Regulator's exam division sets compliance priorities for 2024

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