Legal | Investment Executive https://www.investmentexecutive.com/tag/legal/ Canada's news source for financial professionals Mon, 01 Dec 2025 21:53:31 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Legal | Investment Executive https://www.investmentexecutive.com/tag/legal/ 32 32 Court approves sale process in OSC receivership https://www.investmentexecutive.com/news/court-approves-sale-process-in-osc-receivership/ Mon, 01 Dec 2025 21:53:31 +0000 https://www.investmentexecutive.com/?p=526668 Receiver permitted to market assets, despite lack of enforcement allegations

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]]> Supreme Court upholds investor’s right to sue https://www.investmentexecutive.com/news/supreme-court-upholds-investors-right-to-sue/ Fri, 28 Nov 2025 16:46:50 +0000 https://www.investmentexecutive.com/?p=526544 Terms in securities law shouldn't be interpreted restrictively: SCC

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]]> Ontario court pushes back on Binance, again https://www.investmentexecutive.com/news/ontario-court-pushes-back-on-binance-again/ Wed, 26 Nov 2025 20:21:22 +0000 https://www.investmentexecutive.com/?p=526385 Effort to force investors into arbitration aims to subvert its rulings, court says

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]]> TSX speeds listings process for ETFs, CDRs https://www.investmentexecutive.com/news/tsx-speeds-listings-process-for-etfs-cdrs/ Mon, 24 Nov 2025 22:08:39 +0000 https://www.investmentexecutive.com/?p=526179 New process aims to cut compliance burden by consolidating filings

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]]> Court rules DNA test not warranted in estate case https://www.investmentexecutive.com/news/court-rules-dna-test-not-warranted-in-estate-case/ Mon, 24 Nov 2025 19:26:05 +0000 https://www.investmentexecutive.com/?p=526163 Family gossip doesn't justify invasion of privacy: B.C. court

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]]> BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

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]]> Court orders AMF tribunal to consider settlement https://www.investmentexecutive.com/news/court-orders-amf-tribunal-to-consider-settlement/ Tue, 18 Nov 2025 18:36:55 +0000 https://www.investmentexecutive.com/?p=525700 Adjudicator declined to review settlement before long enforcement hearing

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]]> SEC to take a pass on proxy season https://www.investmentexecutive.com/news/sec-to-take-a-pass-on-proxy-season/ Mon, 17 Nov 2025 19:16:19 +0000 https://www.investmentexecutive.com/?p=525605 Regulator won't weigh in on decisions to reject shareholder proposals

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]]> Back-office firm wrong to drop fund manager: court https://www.investmentexecutive.com/news/back-office-firm-wrong-to-drop-fund-manager-court/ Fri, 14 Nov 2025 21:02:56 +0000 https://www.investmentexecutive.com/?p=525491 Quebec court rules on decades-old legal dispute between firms

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]]> Court upholds tribunal’s findings in crypto case https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-tribunals-findings-in-crypto-case/ Fri, 14 Nov 2025 12:00:40 +0000 https://www.investmentexecutive.com/?p=525407 Absent overriding error, panel's decisions should get deference, court says

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