Lawyers may cost money, but they can help you be prepared to protect your licence, livelihood and reputation when speaking with regulators
Ellen Bessner, a litigation partner at Cassels Brock & Blackwell LLP, describes her experience with regulators when defending her clients. She says regulators ought to be more transparent with enforcement notices and share information with the advisors, dealers and issuers under investigation. She spoke with Gavin Adamson at the TMX Broadcast Centre in Toronto.
Long-awaited Kerry decision affirms rights of companies to revise pension plans