Lawsuits | Investment Executive https://www.investmentexecutive.com/tag/lawsuits/ Canada's news source for financial professionals Wed, 07 Jan 2026 19:10:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Lawsuits | Investment Executive https://www.investmentexecutive.com/tag/lawsuits/ 32 32 Court approves CIBC trailer fee settlement https://www.investmentexecutive.com/news/court-approves-cibc-trailer-fee-settlement/ Wed, 07 Jan 2026 19:10:02 +0000 https://www.investmentexecutive.com/?p=528849 Class action brought on behalf of full-service clients with funds that paid trailers

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Advisor’s notes inadmissible, court finds https://www.investmentexecutive.com/news/advisors-notes-inadmissible-court-finds/ Tue, 06 Jan 2026 21:12:32 +0000 https://www.investmentexecutive.com/?p=528800 Notes must meet two-part test to count as evidence

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Court green lights shareholder class action https://www.investmentexecutive.com/news/court-green-lights-shareholder-class-action/ Mon, 05 Jan 2026 20:42:47 +0000 https://www.investmentexecutive.com/?p=528692 Market more important than experts in establishing materiality, court says

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Class action over Teachers’ FTX loss dropped https://www.investmentexecutive.com/news/class-action-over-teachers-ftx-loss-dropped/ Mon, 05 Jan 2026 19:46:44 +0000 https://www.investmentexecutive.com/?p=528687 Pension giant to disclose changes to venture investing process

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City of Surrey lawsuit alleges fraud funds deposited in CIBC, Coast Capital accounts https://www.investmentexecutive.com/news/city-of-surrey-lawsuit-alleges-fraud-funds-deposited-in-cibc-coast-capital-accounts/ Mon, 05 Jan 2026 14:41:19 +0000 https://www.investmentexecutive.com/?p=528655 City seeks to recover $2.5 million in civil suit

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Court rejects attempt to revive lawsuit against rep, RBC DS https://www.investmentexecutive.com/news/court-rejects-attempt-to-revive-lawsuit-against-rep-rbc-ds/ Wed, 03 Dec 2025 20:29:55 +0000 https://www.investmentexecutive.com/?p=526930 Investor tried to argue that rep's title misled the courts

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Supreme Court upholds investor’s right to sue https://www.investmentexecutive.com/news/supreme-court-upholds-investors-right-to-sue/ Fri, 28 Nov 2025 16:46:50 +0000 https://www.investmentexecutive.com/?p=526544 Terms in securities law shouldn't be interpreted restrictively: SCC

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Court rules DNA test not warranted in estate case https://www.investmentexecutive.com/news/court-rules-dna-test-not-warranted-in-estate-case/ Mon, 24 Nov 2025 19:26:05 +0000 https://www.investmentexecutive.com/?p=526163 Family gossip doesn't justify invasion of privacy: B.C. court

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BCSC forfeiture effort can go ahead, despite delay https://www.investmentexecutive.com/news/bcsc-forfeiture-effort-can-go-ahead-despite-delay/ Fri, 21 Nov 2025 19:10:57 +0000 https://www.investmentexecutive.com/?p=526082 Court finds it's in the interests of justice for BCSC action to continue

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As family fights, court names independent estate rep https://www.investmentexecutive.com/news/from-the-regulators/as-family-fights-court-names-independent-estate-rep/ Mon, 10 Nov 2025 15:20:48 +0000 https://www.investmentexecutive.com/?p=524935 Court cites competence, cost certainty in appointing administrator

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