Lawsuits | Investment Executive https://www.investmentexecutive.com/tag/lawsuits/ Canada's news source for financial professionals Fri, 30 Jan 2026 19:02:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Lawsuits | Investment Executive https://www.investmentexecutive.com/tag/lawsuits/ 32 32 Court warns Binance not to push arbitration https://www.investmentexecutive.com/news/court-warns-binance-not-to-push-arbitration/ Fri, 30 Jan 2026 19:02:00 +0000 https://www.investmentexecutive.com/?p=530740 Crypto firm advised against Hong Kong proceeding for class action plaintiffs

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]]> Court sides with psychedelic biotech, over hedge fund https://www.investmentexecutive.com/news/court-sides-with-psychedelic-biotech-over-hedge-fund/ Thu, 29 Jan 2026 14:22:11 +0000 https://www.investmentexecutive.com/?p=530507 Despite short notice to shareholders, annual meeting properly called

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]]> U.S. securities class-action filings down, damages up https://www.investmentexecutive.com/news/u-s-securities-class-action-filings-down-damages-up/ Wed, 28 Jan 2026 19:19:27 +0000 https://www.investmentexecutive.com/?p=530485 Increase in claimed class-action damages points to larger settlements

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]]> Former rep convicted on fraud charges https://www.investmentexecutive.com/news/former-rep-convicted-on-fraud-charges/ Tue, 27 Jan 2026 21:00:50 +0000 https://www.investmentexecutive.com/?p=530366 Previously banned advisor found guilty of six out of 10 counts

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]]> Claim against Bridging fund not dead yet https://www.investmentexecutive.com/news/claim-against-bridging-fund-not-dead-yet/ Fri, 23 Jan 2026 19:17:21 +0000 https://www.investmentexecutive.com/?p=530136 Company to appeal denied $213M claim against flagship fund

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]]> Investors seek action against funds’ receiver https://www.investmentexecutive.com/news/investors-seek-action-against-funds-receiver/ Thu, 22 Jan 2026 21:42:31 +0000 https://www.investmentexecutive.com/?p=530068 Proposed claim alleges receiver failed to cash out of stock that hit $100 million

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]]> Investor lawsuits may justify no financial sanctions https://www.investmentexecutive.com/news/investor-lawsuits-may-justify-no-financial-sanctions/ Mon, 19 Jan 2026 19:26:23 +0000 https://www.investmentexecutive.com/?p=529739 Normally, major frauds should carry disgorgement orders, Tribunal says

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]]> Court approves CIBC trailer fee settlement https://www.investmentexecutive.com/news/court-approves-cibc-trailer-fee-settlement/ Wed, 07 Jan 2026 19:10:02 +0000 https://www.investmentexecutive.com/?p=528849 Class action brought on behalf of full-service clients with funds that paid trailers

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]]> Advisor’s notes inadmissible, court finds https://www.investmentexecutive.com/news/advisors-notes-inadmissible-court-finds/ Tue, 06 Jan 2026 21:12:32 +0000 https://www.investmentexecutive.com/?p=528800 Notes must meet two-part test to count as evidence

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]]> Court green lights shareholder class action https://www.investmentexecutive.com/news/court-green-lights-shareholder-class-action/ Mon, 05 Jan 2026 20:42:47 +0000 https://www.investmentexecutive.com/?p=528692 Market more important than experts in establishing materiality, court says

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