Lawsuits | Investment Executive https://www.investmentexecutive.com/tag/lawsuits/ Canada's news source for financial professionals Mon, 09 Mar 2026 16:23:55 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Lawsuits | Investment Executive https://www.investmentexecutive.com/tag/lawsuits/ 32 32 Crypto class action settlement complete https://www.investmentexecutive.com/news/crypto-class-action-settlement-complete/ Mon, 09 Mar 2026 16:23:55 +0000 https://www.investmentexecutive.com/?p=533371 Court grants Wealthsimple's application for closing judgment

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]]> Scotia reaches NSF fees class action settlement https://www.investmentexecutive.com/news/scotia-reaches-nsf-fees-class-action-settlement/ Tue, 03 Mar 2026 18:40:45 +0000 https://www.investmentexecutive.com/?p=533046 Proposed settlement faces court approval hearing in June

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]]> FINRA launches consultation on arbitration https://www.investmentexecutive.com/news/finra-launches-consultation-on-arbitration/ Tue, 03 Mar 2026 14:17:45 +0000 https://www.investmentexecutive.com/?p=532995 Review will consider far-reaching reforms to dispute resolution mechanism

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]]> Class action against FSRA over PACE dismissed https://www.investmentexecutive.com/news/class-action-against-fsra-over-pace-dismissed/ Mon, 02 Mar 2026 19:31:37 +0000 https://www.investmentexecutive.com/?p=532975 Court rejects theory that investor disclosure is required for share transfers

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]]> Vanguard settles U.S. states’ anti-ESG suit https://www.investmentexecutive.com/news/vanguard-settles-u-s-states-anti-esg-suit/ Fri, 27 Feb 2026 18:08:51 +0000 https://www.investmentexecutive.com/?p=532842 Firm agrees to proxy voting changes, US$29.5 million payment, to end case

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]]> Rep’s loan repayment appeal rejected https://www.investmentexecutive.com/news/reps-loan-repayment-appeal-rejected/ Mon, 23 Feb 2026 14:34:40 +0000 https://www.investmentexecutive.com/?p=532260 Court upholds summary judgment in dispute over dealer's loan to rep

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]]> Ponzi ‘winners’ to get further day in court https://www.investmentexecutive.com/news/ponzi-winners-to-get-further-day-in-court/ Fri, 20 Feb 2026 18:16:44 +0000 https://www.investmentexecutive.com/?p=532252 Court will consider disputes over clawback payments

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]]> B.C. court sides with brokerage on loan guarantee https://www.investmentexecutive.com/uncategorized/b-c-court-sides-with-brokerage-on-loan-guarantee/ Thu, 19 Feb 2026 09:00:54 +0000 https://www.investmentexecutive.com/?p=532055 Nothing to indicate account setup was illegal, court finds

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]]> B.C. court upholds class action appeal https://www.investmentexecutive.com/uncategorized/b-c-court-upholds-class-action-appeal/ Fri, 13 Feb 2026 09:00:54 +0000 https://www.investmentexecutive.com/?p=531734 Judge was wrong to exclude, divide plaintiff group, appeal court rules

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]]> Closet indexing class action against CIBC certified https://www.investmentexecutive.com/news/closet-indexing-class-action-against-cibc-certified/ Wed, 11 Feb 2026 22:06:27 +0000 https://www.investmentexecutive.com/?p=531575 B.C. court finds plaintiffs furnished evidence of potential closet indexing

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