Law | Investment Executive https://www.investmentexecutive.com/tag/law/ Canada's news source for financial professionals Mon, 01 Dec 2025 21:53:31 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Law | Investment Executive https://www.investmentexecutive.com/tag/law/ 32 32 Court approves sale process in OSC receivership https://www.investmentexecutive.com/news/court-approves-sale-process-in-osc-receivership/ Mon, 01 Dec 2025 21:53:31 +0000 https://www.investmentexecutive.com/?p=526668 Receiver permitted to market assets, despite lack of enforcement allegations

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]]> Court rejects FSRA appeal on agent’s licensing https://www.investmentexecutive.com/news/court-rejects-fsra-appeal-on-agents-licensing/ Fri, 28 Nov 2025 21:59:06 +0000 https://www.investmentexecutive.com/?p=526590 Tribunal made no error in overruling regulator, court finds

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]]> Court orders AMF tribunal to consider settlement https://www.investmentexecutive.com/news/court-orders-amf-tribunal-to-consider-settlement/ Tue, 18 Nov 2025 18:36:55 +0000 https://www.investmentexecutive.com/?p=525700 Adjudicator declined to review settlement before long enforcement hearing

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]]> Bid for unpaid child support from estate gets go-ahead https://www.investmentexecutive.com/news/bid-for-unpaid-child-support-from-estate-gets-go-ahead/ Mon, 03 Nov 2025 18:49:07 +0000 https://www.investmentexecutive.com/?p=524373 Ontario court allows adult woman to seek support from father's estate

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]]> Botched beneficiary switch results in legal mess https://www.investmentexecutive.com/news/from-the-regulators/botched-beneficiary-switch-results-in-legal-mess/ Wed, 24 Sep 2025 13:23:38 +0000 https://www.investmentexecutive.com/?p=520977 Estate trustee challenges life insurance payout, claiming unjust enrichment

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]]> Not court’s job to make will fair https://www.investmentexecutive.com/news/from-the-regulators/not-courts-job-to-make-will-fair/ Wed, 27 Aug 2025 19:38:47 +0000 https://www.investmentexecutive.com/?p=518572 B.C. appeal court upholds interpretation of novel clause in will

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]]> BCSC settles disclosure breach, drops insider trading allegation https://www.investmentexecutive.com/news/from-the-regulators/bcsc-settles-disclosure-breach-drops-insider-trading-allegation/ Mon, 25 Aug 2025 19:47:57 +0000 https://www.investmentexecutive.com/?p=518331 Executive, airline pay $100,000 for failing to disclose material change

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]]> Case against rep gets go ahead, for now https://www.investmentexecutive.com/news/from-the-regulators/case-against-rep-gets-go-ahead-for-now/ Mon, 25 Aug 2025 19:37:08 +0000 https://www.investmentexecutive.com/?p=518320 Supreme Court appeal possible, but risk of further delay too great: B.C. court

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]]> Ex-rep ordered to repay brokerage loan https://www.investmentexecutive.com/news/from-the-regulators/ex-rep-ordered-to-repay-brokerage-loan/ Tue, 13 May 2025 21:03:26 +0000 https://www.investmentexecutive.com/?p=509729 B.C. court rejects former rep's claim that settlement was based on fraud

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]]> Estate planning conversations sacred: court https://www.investmentexecutive.com/news/from-the-regulators/estate-planning-conversations-sacred-court/ Mon, 12 May 2025 18:12:25 +0000 https://www.investmentexecutive.com/?p=509593 Court denies widow access to lawyer's files, citing lack of signed will

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