Investment scams | Investment Executive https://www.investmentexecutive.com/tag/investment-scams/ Canada's news source for financial professionals Thu, 11 Dec 2025 19:25:40 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment scams | Investment Executive https://www.investmentexecutive.com/tag/investment-scams/ 32 32 CSA, CIRO launch scam website takedown https://www.investmentexecutive.com/news/from-the-regulators/csa-ciro-launch-scam-website-takedown/ Thu, 11 Dec 2025 19:23:58 +0000 https://www.investmentexecutive.com/?p=527553 Regulators attack scourge of online scams at the source

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]]> Crypto platform facilitated criminal activity: DoJ https://www.investmentexecutive.com/news/from-the-regulators/crypto-platform-facilitated-criminal-activity-doj/ Wed, 10 Dec 2025 20:05:35 +0000 https://www.investmentexecutive.com/?p=527442 Platform didn't collect KYC data, apply money laundering rules

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]]> Rep sanctioned in SEC fraud case https://www.investmentexecutive.com/uncategorized/rep-sanctioned-in-sec-fraud-case/ Fri, 05 Dec 2025 11:00:09 +0000 https://www.investmentexecutive.com/?p=527052 Investors misled about rep's trading success, disciplinary history

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]]> Crypto fraud fight targets web, apps, social media https://www.investmentexecutive.com/news/crypto-fraud-fight-targets-web-apps-social-media/ Wed, 03 Dec 2025 19:51:43 +0000 https://www.investmentexecutive.com/?p=526925 Tech companies pulled into effort to tackle large scam operations

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]]> Court orders sanctions in precious metals scheme https://www.investmentexecutive.com/news/court-orders-sanctions-in-precious-metals-scheme/ Fri, 21 Nov 2025 16:17:23 +0000 https://www.investmentexecutive.com/?p=525972 Parallel cases by SEC, CFTC and state regulators result in restitution, penalties

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]]> Jail for crypto Ponzi schemer https://www.investmentexecutive.com/uncategorized/jail-for-crypto-ponzi-schemer/ Mon, 17 Nov 2025 08:06:25 +0000 https://www.investmentexecutive.com/?p=525546 Trader admitted to promising outsized returns, duping investors

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]]> Fake advisory firms in ‘ramp-and-dump’ scam: SEC https://www.investmentexecutive.com/news/fake-advisory-firms-in-ramp-and-dump-scam-sec/ Fri, 14 Nov 2025 21:35:56 +0000 https://www.investmentexecutive.com/?p=525541 Firms used social media to pump stocks, leaving investors with huge losses

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]]> U.S. task force targets pig butchering scams https://www.investmentexecutive.com/news/from-the-regulators/u-s-task-force-targets-pig-butchering-scams/ Thu, 13 Nov 2025 19:55:35 +0000 https://www.investmentexecutive.com/?p=525390 Authorities tackling large-scale crypto scams originating in Southeast Asia

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]]> FCA prosecutes boiler room data breach https://www.investmentexecutive.com/news/fca-prosecutes-boiler-room-data-breach/ Thu, 30 Oct 2025 13:03:49 +0000 https://www.investmentexecutive.com/?p=524008 Mobile company employee disclosed data to crypto scammers

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]]> Crypto platform not liable for scam victim’s losses https://www.investmentexecutive.com/news/from-the-regulators/crypto-platform-not-liable-for-scam-victims-losses/ Thu, 23 Oct 2025 17:58:13 +0000 https://www.investmentexecutive.com/?p=523442 Court finds platform met duty of care to investor, who ignored its warnings

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