Investment dealers | Investment Executive https://www.investmentexecutive.com/tag/investment-dealers/ Canada's news source for financial professionals Wed, 28 Jan 2026 19:29:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment dealers | Investment Executive https://www.investmentexecutive.com/tag/investment-dealers/ 32 32 Wall Street supremacy tough to overcome: DBRS https://www.investmentexecutive.com/news/wall-street-supremacy-tough-to-overcome-dbrs/ Wed, 28 Jan 2026 19:29:35 +0000 https://www.investmentexecutive.com/?p=530499 Rivals ramping up competition, but U.S. firms have inherent advantages

The post Wall Street supremacy tough to overcome: DBRS appeared first on Investment Executive.

]]> As U.K. gears up for T+1, industry budgets lag https://www.investmentexecutive.com/news/as-u-k-gears-up-for-t1-industry-budgets-lag/ Mon, 26 Jan 2026 19:58:26 +0000 https://www.investmentexecutive.com/?p=530268 Awareness of transition is growing, but funding needs to follow: report

The post As U.K. gears up for T+1, industry budgets lag appeared first on Investment Executive.

]]> Trailing commissions to be subject to GST/HST: tax interpretation https://www.investmentexecutive.com/news/industry-news/trailing-commissions-to-be-subject-to-gst-hst-tax-interpretation/ Thu, 22 Jan 2026 14:43:50 +0000 https://www.investmentexecutive.com/?p=529981 Dealers, advisors brace for July 1 implementation deadline

The post Trailing commissions to be subject to GST/HST: tax interpretation appeared first on Investment Executive.

]]> ESMA’s new anti-greenwashing guidance https://www.investmentexecutive.com/news/esmas-new-anti-greenwashing-guidance/ Wed, 14 Jan 2026 19:58:19 +0000 https://www.investmentexecutive.com/?p=529442 Regulator calls for greater clarity from industry on ESG strategies

The post ESMA’s new anti-greenwashing guidance appeared first on Investment Executive.

]]> MX seeks liquidity boost for rate derivatives https://www.investmentexecutive.com/news/mx-seeks-liquidity-boost-for-rate-derivatives/ Wed, 14 Jan 2026 19:51:23 +0000 https://www.investmentexecutive.com/?p=529435 Bourse plans market maker program for certain CORRA futures

The post MX seeks liquidity boost for rate derivatives appeared first on Investment Executive.

]]> Global miners set for M&A bonanza: DBRS https://www.investmentexecutive.com/news/global-miners-set-for-ma-bonanza-dbrs/ Tue, 13 Jan 2026 22:17:04 +0000 https://www.investmentexecutive.com/?p=529326 Amid possible mega-merger, industry primed for consolidation

The post Global miners set for M&A bonanza: DBRS appeared first on Investment Executive.

]]> Wall Street seen reporting stronger earnings: Moody’s https://www.investmentexecutive.com/news/wall-street-seen-reporting-stronger-earnings-moodys/ Mon, 12 Jan 2026 18:47:36 +0000 https://www.investmentexecutive.com/?p=529163 Trading revenues, debt underwriting up, boosting Q4 results

The post Wall Street seen reporting stronger earnings: Moody’s appeared first on Investment Executive.

]]> FINRA seeks ‘speed bumps’ to guard against fraud https://www.investmentexecutive.com/news/finra-seeks-speed-bumps-to-guard-against-fraud/ Thu, 08 Jan 2026 21:28:44 +0000 https://www.investmentexecutive.com/?p=528908 SRO proposes added measures to protect investors from exploitation

The post FINRA seeks ‘speed bumps’ to guard against fraud appeared first on Investment Executive.

]]> Equities lead surge in capital markets activity https://www.investmentexecutive.com/news/equities-lead-surge-in-capital-markets-activity/ Thu, 08 Jan 2026 18:42:18 +0000 https://www.investmentexecutive.com/?p=528893 RBC Capital Markets tops underwriter rankings, leads on equity and debt

The post Equities lead surge in capital markets activity appeared first on Investment Executive.

]]> Court approves CIBC trailer fee settlement https://www.investmentexecutive.com/news/court-approves-cibc-trailer-fee-settlement/ Wed, 07 Jan 2026 19:10:02 +0000 https://www.investmentexecutive.com/?p=528849 Class action brought on behalf of full-service clients with funds that paid trailers

The post Court approves CIBC trailer fee settlement appeared first on Investment Executive.

]]>