Insurance regulations – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 18 Mar 2024 18:00:30 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Insurance regulations – Investment Executive https://www.investmentexecutive.com 32 32 Industry moves this week https://www.investmentexecutive.com/news/people/industry-moves-this-week-58/ Mon, 18 Mar 2024 18:00:30 +0000 https://www.investmentexecutive.com/?p=482206 A variety of moves occurred across several industry areas

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]]> FSRA to launch questionnaires on risk and business practices https://www.investmentexecutive.com/news/from-the-regulators/fsra-to-launch-questionnaires-on-risk-and-business-practices/ Mon, 04 Mar 2024 20:50:34 +0000 https://www.investmentexecutive.com/?p=481502 Provincial regulator is attempting to identify hidden risks and set a baseline for business practices

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]]> How to comply with regulators’ guidance on awards https://www.investmentexecutive.com/news/from-the-regulators/how-to-comply-with-regulators-guidance-on-awards/ Fri, 26 Jan 2024 21:34:17 +0000 https://www.investmentexecutive.com/?p=478215 Canadian insurance regulators have not issued a similar warning

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]]> Review of multi-level-marketing MGAs results in enforcement for 65 life agents https://www.investmentexecutive.com/news/industry-news/review-of-multi-level-marketing-mgas-results-in-enforcement-for-65-life-agents/ Tue, 03 Oct 2023 19:52:00 +0000 https://www.investmentexecutive.com/?p=472536 The clampdown includes the sale of unsuitable universal life policies

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]]> Regulators lay groundwork for total cost reporting https://www.investmentexecutive.com/news/from-the-regulators/regulators-lay-groundwork-for-total-cost-reporting/ Tue, 13 Jun 2023 16:06:20 +0000 https://www.investmentexecutive.com/?p=467222 Industry braces for technical challenges as new disclosures take effect

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]]> FSRA targets advisor chargeback in updated DSC proposal https://www.investmentexecutive.com/news/industry-news/fsra-targets-advisor-chargeback-in-updated-dsc-proposal/ Fri, 02 Jun 2023 17:47:51 +0000 https://www.investmentexecutive.com/?p=466730 New proposed amendment addresses removal of DSCs on existing seg fund contracts

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]]> Seg fund DSC ban on track across Canada: CCIR https://www.investmentexecutive.com/news/industry-news/seg-fund-dsc-ban-on-track-across-canada-ccir/ Fri, 19 May 2023 16:53:12 +0000 https://www.investmentexecutive.com/?p=465874 Ban should apply in provinces that have yet to announce it, regulators say

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]]> FSRA’s Huston Loke appointed CCIR chair https://www.investmentexecutive.com/news/people/fsras-huston-loke-appointed-ccir-chair/ Mon, 24 Apr 2023 19:25:18 +0000 https://www.investmentexecutive.com/?p=464379 Loke replaces Robert Bradley as head of the insurance regulators' association

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]]> Fund investors to get full cost disclosure, eventually https://www.investmentexecutive.com/news/from-the-regulators/fund-investors-to-get-full-cost-disclosure-eventually/ Thu, 20 Apr 2023 15:11:24 +0000 https://www.investmentexecutive.com/?p=464184 CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt

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]]> FSRA finalizes seg fund DSC ban https://www.investmentexecutive.com/news/from-the-regulators/fsra-finalizes-seg-fund-dsc-ban/ Wed, 19 Apr 2023 18:24:49 +0000 https://www.investmentexecutive.com/?p=464127 Final rules for a ban beginning June 1 were sent to the finance minister for approval

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