Insider trading | Investment Executive https://www.investmentexecutive.com/tag/insider-trading/ Canada's news source for financial professionals Thu, 09 Apr 2026 21:06:44 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Insider trading | Investment Executive https://www.investmentexecutive.com/tag/insider-trading/ 32 32 Insider rules apply to single-stock vehicles: CSA https://www.investmentexecutive.com/news/insider-rules-apply-to-single-stock-vehicles-csa/ Thu, 09 Apr 2026 21:06:44 +0000 https://www.investmentexecutive.com/?p=535929 Proposal to clarify that reporting rules apply to unitary ETFs, CDRs, notes

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]]> Canadian regulators are opening the doors to prediction markets https://www.investmentexecutive.com/news/canadian-regulators-are-opening-the-doors-to-prediction-markets/ Wed, 08 Apr 2026 18:31:50 +0000 https://www.investmentexecutive.com/?p=535766 With Wealthsimple, Questrade and other potential entrants in Canada, industry observers are concerned about possible risks

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]]> Exec used ex-wife’s accounts for insider trading: SEC https://www.investmentexecutive.com/news/from-the-regulators/exec-used-ex-wifes-accounts-for-insider-trading-sec/ Thu, 02 Apr 2026 18:12:20 +0000 https://www.investmentexecutive.com/?p=535495 Regulator charges pair that separately pleaded guilty to criminal charges

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]]> Second broker charged in insider trading scheme https://www.investmentexecutive.com/news/from-the-regulators/second-broker-charged-in-insider-trading-scheme/ Tue, 31 Mar 2026 18:09:21 +0000 https://www.investmentexecutive.com/?p=535290 Brokers allegedly traded on info stolen from girlfriend's laptop

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]]> FCA sanctions firm’s failure to oversee CFD trading https://www.investmentexecutive.com/news/fca-sanctions-firms-failure-to-oversee-cfd-trading/ Fri, 27 Mar 2026 18:46:06 +0000 https://www.investmentexecutive.com/?p=535043 Trading engine upgrade not matched by surveillance

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]]> Wealthsimple gets regulatory green light to get in on prediction markets https://www.investmentexecutive.com/news/wealthsimple-gets-regulatory-green-light-to-get-in-on-prediction-markets/ Wed, 25 Mar 2026 21:41:32 +0000 https://www.investmentexecutive.com/?p=534843 It's the second firm in Canada to receive approval to offer futures and forecast contracts

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]]> SEC wraps insider trading case https://www.investmentexecutive.com/news/from-the-regulators/sec-wraps-insider-trading-case/ Tue, 24 Mar 2026 09:11:15 +0000 https://www.investmentexecutive.com/?p=534564 Enforcement case concluded against man convicted of insider trading

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]]> Biotech exec gets prison for securities fraud https://www.investmentexecutive.com/news/biotech-exec-gets-prison-for-securities-fraud/ Mon, 26 Jan 2026 19:46:39 +0000 https://www.investmentexecutive.com/?p=530271 Ex-CEO misled investors over regulatory approval for new drugs

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]]> Aussie fund manager gets jail for insider trading https://www.investmentexecutive.com/news/aussie-fund-manager-gets-jail-for-insider-trading/ Fri, 23 Jan 2026 19:43:52 +0000 https://www.investmentexecutive.com/?p=530144 Inside info acquired by snooping on client's computer, ASIC alleged

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]]> Clinical trial results drove insider trading: SEC https://www.investmentexecutive.com/news/clinical-trial-results-drove-insider-trading-sec/ Thu, 15 Jan 2026 20:23:07 +0000 https://www.investmentexecutive.com/?p=529535 U.S. authorities allege biostatistician traded on cancer drug data

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