Insider trading | Investment Executive https://www.investmentexecutive.com/tag/insider-trading/ Canada's news source for financial professionals Mon, 12 Jan 2026 16:14:38 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Insider trading | Investment Executive https://www.investmentexecutive.com/tag/insider-trading/ 32 32 As layoff loomed, exec turned to insider trading https://www.investmentexecutive.com/news/from-the-regulators/as-layoff-loomed-exec-turned-to-insider-trading/ Mon, 12 Jan 2026 09:00:43 +0000 https://www.investmentexecutive.com/?p=529100 Former senior executive pleaded guilty to trading ahead of deteriorating results

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]]> The banker, the brothers, the friends and their frauds https://www.investmentexecutive.com/news/the-banker-the-brothers-the-friends-and-their-frauds/ Wed, 07 Jan 2026 15:05:45 +0000 https://www.investmentexecutive.com/?p=528817 SEC, DoJ charge six in market manipulation, insider trading schemes

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]]> Corporate director convicted of insider trading https://www.investmentexecutive.com/uncategorized/corporate-director-convicted-of-insider-trading/ Fri, 19 Dec 2025 11:00:15 +0000 https://www.investmentexecutive.com/?p=528112 Director tipped others and traded ahead of pending acquisition

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/fca-consults-on-crypto-rules-3/ Tue, 16 Dec 2025 21:07:42 +0000 https://www.investmentexecutive.com/?p=527876 U.K. regulator's proposals aim to support innovation while protecting consumers

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]]> FCA charges investment banker with insider dealing https://www.investmentexecutive.com/news/fca-charges-investment-banker-with-insider-dealing/ Wed, 26 Nov 2025 18:17:39 +0000 https://www.investmentexecutive.com/?p=526379 Regulator alleges banker tipped friend to pending takeover in 2021

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]]> FCA to save £100 million with trade reporting reform https://www.investmentexecutive.com/news/fca-to-save-100-million-with-trade-reporting-reform/ Tue, 25 Nov 2025 21:49:09 +0000 https://www.investmentexecutive.com/?p=526110 Streamlining reporting requirements to generate industry savings

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]]> ASIC targets private credit for enforcement https://www.investmentexecutive.com/news/asic-targets-private-credit-for-enforcement/ Wed, 12 Nov 2025 21:31:41 +0000 https://www.investmentexecutive.com/?p=525283 Regulator details enforcement priorities for the year ahead

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]]> Woman sanctioned for insider trading https://www.investmentexecutive.com/news/from-the-regulators/woman-sanctioned-for-insider-trading/ Mon, 27 Oct 2025 07:00:55 +0000 https://www.investmentexecutive.com/?p=523567 Pair traded ahead of Penn Gaming's bid for Score Media in 2021: OSC

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]]> SEC seeks to curb CAT costs https://www.investmentexecutive.com/news/from-the-regulators/sec-seeks-to-curb-cat-costs/ Tue, 30 Sep 2025 18:44:44 +0000 https://www.investmentexecutive.com/?p=521548 Regulator issues order designed to reduce audit trail operating costs

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]]> Couple settles insider trading case https://www.investmentexecutive.com/news/from-the-regulators/couple-settles-insider-trading-case/ Fri, 26 Sep 2025 20:04:04 +0000 https://www.investmentexecutive.com/?p=521356 Score exec used wife's friend to trade ahead of Penn Gaming deal

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