innovation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 22 Apr 2024 18:06:31 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png innovation – Investment Executive https://www.investmentexecutive.com 32 32 Court certifies crypto class action against Binance https://www.investmentexecutive.com/news/from-the-regulators/court-certifies-crypto-class-action-against-binance/ Mon, 22 Apr 2024 18:06:31 +0000 https://www.investmentexecutive.com/?p=484473 Suit alleges that retail investor trades violated securities law

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]]> OSC hikes fees for crypto firms https://www.investmentexecutive.com/news/from-the-regulators/osc-hikes-fees-for-crypto-firms/ Fri, 19 Apr 2024 16:17:50 +0000 https://www.investmentexecutive.com/?p=484368 Regulator adopts new charges to cover added costs on overseeing crypto sector

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]]> CSA extends crypto firms’ stablecoin deadline https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-crypto-firms-stablecoin-deadline/ Wed, 17 Apr 2024 18:12:51 +0000 https://www.investmentexecutive.com/?p=484176 Crypto platforms get until Oct. 31 to meet CSA's interim rules

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]]> Retail investor issues get top billing on IOSCO agenda https://www.investmentexecutive.com/news/from-the-regulators/retail-investor-issues-get-top-billing-on-iosco-agenda/ Mon, 15 Apr 2024 18:00:33 +0000 https://www.investmentexecutive.com/?p=483759 Broker conflicts, finfluencers, gamification among regulators' priorities

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]]> CIRO sketches three-year strategic vision https://www.investmentexecutive.com/news/from-the-regulators/ciro-sketches-three-year-strategic-vision/ Thu, 11 Apr 2024 19:17:38 +0000 https://www.investmentexecutive.com/?p=483589 Expanding access to advice, standardizing KYC data collection on SRO's agenda

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]]> Coinbase Canada gets CSA registration https://www.investmentexecutive.com/news/from-the-regulators/coinbase-canada-gets-csa-registration/ Thu, 04 Apr 2024 17:58:46 +0000 https://www.investmentexecutive.com/?p=483157 Crypto firm to pursue full dealer and ATS registration, plus SRO membership

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]]> U.K. consults on a digital securities sandbox https://www.investmentexecutive.com/news/from-the-regulators/u-k-consults-on-a-digital-securities-sandbox/ Wed, 03 Apr 2024 17:55:49 +0000 https://www.investmentexecutive.com/?p=483100 Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29

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]]> SEC tightens robo exemption https://www.investmentexecutive.com/news/from-the-regulators/sec-tightens-robo-exemption/ Wed, 27 Mar 2024 17:52:48 +0000 https://www.investmentexecutive.com/?p=482831 Regulator aims to bolster investor protection, modernize rules

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]]> ESMA finalizes first set of crypto standards https://www.investmentexecutive.com/news/from-the-regulators/esma-finalizes-first-set-of-crypto-standards/ Mon, 25 Mar 2024 17:56:39 +0000 https://www.investmentexecutive.com/?p=482660 Regulators craft detailed standards to implement new crypto regime

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]]> Regulators keep savvy-investor exemption https://www.investmentexecutive.com/news/from-the-regulators/regulators-keep-savvy-investor-exemption/ Fri, 22 Mar 2024 20:29:19 +0000 https://www.investmentexecutive.com/?p=482618 After pilot program, ASC, FCAA maintain exemption based on financial knowledge

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