Information security | Investment Executive https://www.investmentexecutive.com/tag/information-security/ Canada's news source for financial professionals Wed, 23 Jul 2025 20:15:31 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Information security | Investment Executive https://www.investmentexecutive.com/tag/information-security/ 32 32 CIRO passes latest CSA review https://www.investmentexecutive.com/news/from-the-regulators/ciro-passes-latest-csa-review/ Wed, 23 Jul 2025 19:48:10 +0000 https://www.investmentexecutive.com/?p=515899 SRO meeting terms of recognition order, three issues flagged by regulators

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]]> SEC replaces crypto team with smaller cyber enforcement unit https://www.investmentexecutive.com/news/from-the-regulators/sec-replaces-crypto-team-with-smaller-cyber-enforcement-unit/ Thu, 20 Feb 2025 19:39:04 +0000 https://www.investmentexecutive.com/?p=502907 Regulator shifts focus to broader online misconduct against retail investors

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]]> Investment dealers want open (banking) relationships too https://www.investmentexecutive.com/news/from-the-regulators/investment-dealers-want-open-banking-too/ Wed, 19 Feb 2025 19:03:27 +0000 https://www.investmentexecutive.com/?p=502824 CIRO plans to facilitate voluntary participation in federal open banking effort

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]]> Regulators to explore e-KYC, portable data https://www.investmentexecutive.com/news/from-the-regulators/regulators-to-explore-e-kyc-portable-data/ Tue, 18 Feb 2025 18:48:43 +0000 https://www.investmentexecutive.com/?p=502678 CSA unveils first project under new effort to test industry innovations

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]]> Court allows parallel class actions in data breach https://www.investmentexecutive.com/news/from-the-regulators/court-allows-parallel-class-actions-in-data-breach/ Wed, 05 Feb 2025 22:41:19 +0000 https://www.investmentexecutive.com/?p=501875 B.C. court refuses to dismiss case, despite similar action in Ontario

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]]> Open banking is promising, will take time: DBRS https://www.investmentexecutive.com/news/research-and-markets/open-banking-is-promising-will-take-time-dbrs/ Thu, 30 Jan 2025 20:51:06 +0000 https://www.investmentexecutive.com/?p=501353 Competition may get a boost, but Big Six will remain dominant

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]]> BigTechs’ foray into financials draws scrutiny https://www.investmentexecutive.com/news/from-the-regulators/bigtechs-foray-into-financials-draws-scrutiny/ Fri, 02 Feb 2024 18:55:06 +0000 https://www.investmentexecutive.com/?p=479750 European regulators worry about oversight weaknesses

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]]> SEC alleges Virtu failed to guard client data https://www.investmentexecutive.com/news/from-the-regulators/sec-alleges-virtu-failed-to-guard-client-data/ Wed, 13 Sep 2023 21:02:56 +0000 https://www.investmentexecutive.com/?p=471527 Firm rejects regulator's allegations, cites political motive for action

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]]> BMO, Wall Street firms sanctioned for app violations https://www.investmentexecutive.com/news/from-the-regulators/bmo-wall-street-firms-sanctioned-for-app-violations/ Tue, 08 Aug 2023 15:40:56 +0000 https://www.investmentexecutive.com/?p=469784 Regulators fined firms a total US$549 million for record-keeping failures

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]]> FSRA proposes cyber guidance for title credentialing bodies https://www.investmentexecutive.com/news/from-the-regulators/fsra-proposes-cyber-guidance-for-title-credentialing-bodies/ Mon, 23 Jan 2023 20:37:35 +0000 https://www.investmentexecutive.com/?p=459094 Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

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