Fund managers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 23 Apr 2024 16:20:02 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Fund managers – Investment Executive https://www.investmentexecutive.com 32 32 Fund sales slip in March, but assets rise: IFIC https://www.investmentexecutive.com/news/research-and-markets/fund-sales-slip-in-march-but-assets-rise-ific/ Tue, 23 Apr 2024 16:20:02 +0000 https://www.investmentexecutive.com/?p=484573 ETFs outperform mutual funds in both net sales, asset gains

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FCA to revive research bundling https://www.investmentexecutive.com/news/from-the-regulators/fca-to-revive-research-bundling/ Wed, 10 Apr 2024 19:26:01 +0000 https://www.investmentexecutive.com/?p=483499 Regulator aims to ease asset managers' access to investment research

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Momentum building for T+1 in Europe https://www.investmentexecutive.com/news/industry-news/momentum-building-for-t1-in-europe/ Tue, 09 Apr 2024 19:02:23 +0000 https://www.investmentexecutive.com/?p=483425 Industry trade groups line up behind U.K.'s call for move by 2027

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Fund managers need to spruce up IRCs https://www.investmentexecutive.com/news/from-the-regulators/fund-managers-need-to-spruce-up-ircs/ Thu, 21 Mar 2024 18:25:09 +0000 https://www.investmentexecutive.com/?p=482472 OSC, AMF call for freshening up fund governance

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SEC alleges advisers engaged in AI-washing https://www.investmentexecutive.com/news/from-the-regulators/sec-alleges-advisers-engaged-in-ai-washing/ Tue, 19 Mar 2024 17:05:20 +0000 https://www.investmentexecutive.com/?p=482302 Firms allegedly made misleading statements about their use of AI in investing strategies

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CSA expands ESG guidance for investment funds https://www.investmentexecutive.com/news/from-the-regulators/csa-expands-esg-guidance-for-investment-funds/ Thu, 07 Mar 2024 17:43:46 +0000 https://www.investmentexecutive.com/?p=481783 Regulators seek to combat fund industry greenwashing risks

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Fund managers paid for flows, rather than returns https://www.investmentexecutive.com/news/research-and-markets/fund-managers-paid-for-flows-rather-than-returns/ Tue, 05 Mar 2024 21:05:58 +0000 https://www.investmentexecutive.com/?p=481595 It's AUM that matters most to managers' careers, research finds

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New SEC dealer rule sparks concern https://www.investmentexecutive.com/news/from-the-regulators/new-sec-dealer-rule-sparks-concern/ Wed, 07 Feb 2024 22:10:10 +0000 https://www.investmentexecutive.com/?p=480119 Fund industry critics worry about rules' impact on liquidity, costs

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Small firms need living wills: OSC https://www.investmentexecutive.com/news/from-the-regulators/small-firms-need-living-wills-osc/ Fri, 26 Jan 2024 19:25:30 +0000 https://www.investmentexecutive.com/?p=479360 Regulator calls for continuity plans at one-man shops

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CSA sets rules for crypto funds https://www.investmentexecutive.com/news/from-the-regulators/csa-sets-rules-for-crypto-funds/ Thu, 18 Jan 2024 17:40:25 +0000 https://www.investmentexecutive.com/?p=478916 Regulators seek to codify initial investment restrictions, custody provisions

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