FSRA | Investment Executive https://www.investmentexecutive.com/tag/fsra/ Canada's news source for financial professionals Thu, 13 Nov 2025 21:10:33 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png FSRA | Investment Executive https://www.investmentexecutive.com/tag/fsra/ 32 32 FSRA fines former insurance agent $80K for unlicensed sales https://www.investmentexecutive.com/news/from-the-regulators/fsra-fines-former-insurance-agent-80k-for-unlicensed-sales/ Thu, 13 Nov 2025 21:09:57 +0000 https://www.investmentexecutive.com/?p=525400 Insurer, MGA fined a total of $115K for paying commissions

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]]> FSRA updates proposed MGA rule https://www.investmentexecutive.com/news/fsra-updates-proposed-mga-rule/ Wed, 22 Oct 2025 19:48:33 +0000 https://www.investmentexecutive.com/?p=523368 Second consultation on licensing runs to Nov. 19

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]]> FSRA life licence renewal delays cause some to lapse https://www.investmentexecutive.com/news/fsra-life-licence-renewal-delays-cause-some-to-lapse/ Mon, 20 Oct 2025 15:46:23 +0000 https://www.investmentexecutive.com/?p=523005 Agents need to renew early and ensure their documentation is in order

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]]> FSRA continues to explore title protection harmonization https://www.investmentexecutive.com/news/industry-news/fsra-continues-to-explore-title-protection-harmonization/ Tue, 23 Sep 2025 12:37:31 +0000 https://www.investmentexecutive.com/?p=520857 Regulator releases business plan and strategic priorities

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]]> FSRA fines former insurance agent and his corporation for coercion, undue influence https://www.investmentexecutive.com/news/industry-news/fsra-fines-former-insurance-agent-and-his-corporation-for-coercion-undue-influence/ Fri, 05 Sep 2025 22:04:05 +0000 https://www.investmentexecutive.com/?p=519328 Former advisor earned nearly $1M in commissions as clients went bankrupt

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]]> FSRA imposed $1.7M in penalties in 2022–24 https://www.investmentexecutive.com/news/industry-news/fsra-imposed-1-7m-in-penalties-in-2022-24/ Mon, 07 Jul 2025 16:03:07 +0000 https://www.investmentexecutive.com/?p=514458 In its most recent fiscal year, the regulator commenced enforcement with proposed penalties of $2.8 million

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]]> Out-of-province insurance advisors applying for Ontario licensing can get to work faster https://www.investmentexecutive.com/news/from-the-regulators/out-of-province-insurance-advisors-applying-for-ontario-licensing-can-get-to-work-faster/ Thu, 03 Jul 2025 20:17:50 +0000 https://www.investmentexecutive.com/?p=514318 June legislation removed some barriers to labour mobility

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