Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/tag/financial-conduct-authority/ Canada's news source for financial professionals Thu, 16 Apr 2026 18:21:41 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Conduct Authority | Investment Executive https://www.investmentexecutive.com/tag/financial-conduct-authority/ 32 32 FCA readies new approach to short-selling supervision https://www.investmentexecutive.com/news/fca-readies-new-approach-to-short-selling-supervision/ Thu, 16 Apr 2026 18:21:41 +0000 https://www.investmentexecutive.com/?p=536489 Reforms seek to ease burden, impediments to short activity

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]]> FCA consults on crypto perimeter https://www.investmentexecutive.com/news/fca-consults-on-crypto-perimeter/ Wed, 15 Apr 2026 17:39:12 +0000 https://www.investmentexecutive.com/?p=536362 The regulator's consulting on its proposed guidance before new crypto sector rules take effect

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]]> FCA seeks move from open banking to open finance https://www.investmentexecutive.com/news/fca-seeks-move-from-open-banking-to-open-finance/ Tue, 14 Apr 2026 19:15:01 +0000 https://www.investmentexecutive.com/?p=536286 Regulator sets out vision for fostering financial innovation

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]]> Trailer fees in FCA’s crosshairs once again https://www.investmentexecutive.com/news/trailer-fees-in-fcas-crosshairs-once-again/ Wed, 25 Mar 2026 18:48:14 +0000 https://www.investmentexecutive.com/?p=534794 Concerns about investor harm arise as trailers persist, despite 2012 ban

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]]> FCA seeks faster response to growing cyber threat https://www.investmentexecutive.com/news/fca-seeks-faster-response-to-growing-cyber-threat/ Wed, 18 Mar 2026 17:33:28 +0000 https://www.investmentexecutive.com/?p=534173 New rules aim to make incident reporting easier, amid rising systemic risk

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]]> FCA consults on consumer redress reforms https://www.investmentexecutive.com/news/fca-consults-on-consumer-redress-reforms/ Tue, 17 Mar 2026 18:54:22 +0000 https://www.investmentexecutive.com/?p=534070 U.K. regulator seeks faster resolutions for clients, greater certainty for firms

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]]> Canada joins U.S., U.K. to disrupt crypto scams https://www.investmentexecutive.com/news/canada-joins-u-s-u-k-to-disrupt-crypto-scams/ Mon, 16 Mar 2026 19:15:17 +0000 https://www.investmentexecutive.com/?p=533918 Multi-national effort to tackle phishing includes OSC, OPP and RCMP

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]]> FCA to review U.K.’s new listing rules https://www.investmentexecutive.com/news/fca-to-review-u-k-s-new-listing-rules/ Tue, 03 Mar 2026 19:19:13 +0000 https://www.investmentexecutive.com/?p=533053 Regulator to reconsider diversification requirements for listed funds

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]]> FCA issues guidance on workplace misconduct https://www.investmentexecutive.com/news/from-the-regulators/fca-issues-guidance-on-workplace-misconduct/ Fri, 12 Dec 2025 19:23:51 +0000 https://www.investmentexecutive.com/?p=527677 Enforcing rules against harassment, bullying aims to boost trust in industry

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