Fiduciary duty | Investment Executive https://www.investmentexecutive.com/tag/fiduciary-duty/ Canada's news source for financial professionals Thu, 29 Jan 2026 22:14:04 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Fiduciary duty | Investment Executive https://www.investmentexecutive.com/tag/fiduciary-duty/ 32 32 OSFI consults on regime for industry accountability https://www.investmentexecutive.com/news/osfi-consults-on-regime-for-industry-accountability/ Thu, 29 Jan 2026 22:14:04 +0000 https://www.investmentexecutive.com/?p=530675 Regulator seeks suitability standards for senior industry personnel

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]]> Investors seek action against funds’ receiver https://www.investmentexecutive.com/news/investors-seek-action-against-funds-receiver/ Thu, 22 Jan 2026 21:42:31 +0000 https://www.investmentexecutive.com/?p=530068 Proposed claim alleges receiver failed to cash out of stock that hit $100 million

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]]> IAFP introduces mandatory fiduciary attestation for RFP holders https://www.investmentexecutive.com/news/industry-news/iafp-introduces-mandatory-fiduciary-attestation-for-rfp-holders/ Mon, 15 Dec 2025 21:27:01 +0000 https://www.investmentexecutive.com/?p=527794 Association also tightens compensation disclosure requirements

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]]> SEC drops crypto from compliance exams https://www.investmentexecutive.com/news/sec-drops-crypto-from-compliance-exams/ Tue, 18 Nov 2025 18:53:56 +0000 https://www.investmentexecutive.com/?p=525711 Exam priorities no longer cite crypto as an emerging risk, or focus

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]]> Class action certified in Mackenzie data breach https://www.investmentexecutive.com/news/from-the-regulators/class-action-certified-in-mackenzie-data-breach/ Wed, 05 Nov 2025 15:39:55 +0000 https://www.investmentexecutive.com/?p=524611 Case to consider whether damages are owed, while data hasn't been misused

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]]> Pension fund sues to halt Exxon’s retail voting plan https://www.investmentexecutive.com/news/pension-fund-sues-to-halt-exxons-retail-voting-plan/ Thu, 16 Oct 2025 18:03:59 +0000 https://www.investmentexecutive.com/?p=522827 Lawsuit alleges program harms shareholder rights, stifles dissent

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-crypto-rules-2/ Wed, 17 Sep 2025 20:11:17 +0000 https://www.investmentexecutive.com/?p=520489 U.K. regulator's proposals consider operational, conduct standards for emerging sector

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]]> NASAA beefs up guidance on REITs https://www.investmentexecutive.com/news/from-the-regulators/nasaa-beefs-up-guidance-on-reits/ Tue, 09 Sep 2025 20:54:12 +0000 https://www.investmentexecutive.com/?p=519524 Conduct standards, suitability requirements revised

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]]> Fund manager fell for Ponzi scheme: SEC https://www.investmentexecutive.com/news/from-the-regulators/fund-manager-fell-for-ponzi-scheme-sec/ Fri, 15 Aug 2025 19:09:43 +0000 https://www.investmentexecutive.com/?p=517660 Alleged fraudster, fund manager charged in vending machine scam

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]]> SCC declines to hear fiduciary duty appeal https://www.investmentexecutive.com/news/from-the-regulators/scc-declines-to-hear-fiduciary-duty-appeal/ Thu, 14 Aug 2025 18:22:01 +0000 https://www.investmentexecutive.com/?p=517541 Appeal court found no fiduciary relationship in dispute over clients

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