Fee-based accounts – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 02 Dec 2025 20:41:51 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Fee-based accounts – Investment Executive https://www.investmentexecutive.com 32 32 Edward Jones settles client overcharging case https://www.investmentexecutive.com/news/edward-jones-settles-client-overcharging-case/ Tue, 02 Dec 2025 20:41:51 +0000 https://www.investmentexecutive.com/?p=526775 Stable outlook for U.S. retail brokers: Moody’s https://www.investmentexecutive.com/news/stable-outlook-for-u-s-retail-brokers-moodys/ Fri, 07 Feb 2025 16:37:55 +0000 https://www.investmentexecutive.com/?p=501984 Edward Jones to pay US$17 million in NASAA settlement https://www.investmentexecutive.com/news/edward-jones-to-pay-us17-million-in-nasaa-settlement/ Thu, 09 Jan 2025 14:30:44 +0000 https://www.investmentexecutive.com/?p=499847 Advisors still expect support for their fee-based business https://www.investmentexecutive.com/newspaper_/advisors-still-expect-support-for-their-fee-based-business/ Fri, 13 Sep 2024 12:52:00 +0000 https://www.investmentexecutive.com/?p=492360 HSBC fined over DIY client fee errors https://www.investmentexecutive.com/news/hsbc-fined-over-diy-client-fee-errors/ Thu, 04 Jan 2024 20:49:50 +0000 https://www.investmentexecutive.com/?p=478022 Ontario clients split on compensation in seg funds: poll https://www.investmentexecutive.com/news/ontario-clients-split-on-compensation-in-seg-funds-poll/ Fri, 13 Oct 2023 17:34:32 +0000 https://www.investmentexecutive.com/?p=473186 Fee-based advisors cite tech challenges https://www.investmentexecutive.com/newspaper_/fee-based-advisors-cite-tech-challenges/ Mon, 28 Aug 2023 04:08:00 +0000 https://www.investmentexecutive.com/?p=470326 SEC sanctions investor overcharging https://www.investmentexecutive.com/news/sec-sanctions-investor-overcharging/ Fri, 25 Aug 2023 16:17:23 +0000 https://www.investmentexecutive.com/?p=470706 Canaccord settles IIROC client overcharging case https://www.investmentexecutive.com/news/canaccord-settles-iiroc-client-overcharging-case/ Wed, 05 Jan 2022 22:22:27 +0000 https://www.investmentexecutive.com/?p=436869 Scotia Capital settles fee fumble case https://www.investmentexecutive.com/news/scotia-capital-settles-fee-fumble-case/ Fri, 17 Dec 2021 20:44:16 +0000 https://www.investmentexecutive.com/?p=436347