Executors – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 08 Mar 2024 19:43:38 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Executors – Investment Executive https://www.investmentexecutive.com 32 32 CIRO panel sanctions fund rep over conflicts https://www.investmentexecutive.com/news/from-the-regulators/ciro-panel-sanctions-fund-rep-over-conflicts/ Fri, 08 Mar 2024 19:43:38 +0000 https://www.investmentexecutive.com/?p=481911 Serving as a client's executor totally incompatible with rep's role, panel says

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]]> Planning for cash flow after death https://www.investmentexecutive.com/insight/columns/planning-for-cash-flow-after-death/ Fri, 08 Dec 2023 20:35:35 +0000 https://www.investmentexecutive.com/?p=477006 In a client scenario, an advisor fails to plan for an estate’s tax liabilities

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]]> Banned rep allowed to keep inheritance https://www.investmentexecutive.com/news/from-the-regulators/banned-rep-allowed-to-keep-inheritance/ Wed, 01 Mar 2023 20:24:18 +0000 https://www.investmentexecutive.com/?p=461282 Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law

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]]> The estate role you need to know about https://www.investmentexecutive.com/insight/columns/the-estate-role-you-need-to-know-about/ Wed, 15 Feb 2023 20:00:16 +0000 https://www.investmentexecutive.com/?p=460431 Safeguard your client’s assets with an appointed monitor

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]]> Former fund rep sanctioned over clients’ estate disclosures https://www.investmentexecutive.com/news/from-the-regulators/former-fund-rep-sanctioned-over-clients-estate-disclosures/ Mon, 14 Nov 2022 21:52:13 +0000 https://www.investmentexecutive.com/?p=455584 Potential conflicts involving clients' wills weren't reported to dealer

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]]> How to distinguish yourself during estate administration https://www.investmentexecutive.com/insight/columns/how-to-distinguish-yourself-during-estate-administration/ Wed, 13 Apr 2022 19:00:45 +0000 https://www.investmentexecutive.com/?p=442689 Jump the credibility curve with executors and beneficiaries

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]]> Killer’s daughter to share victim’s estate https://www.investmentexecutive.com/news/from-the-regulators/killers-daughter-to-share-victims-estate/ Wed, 09 Feb 2022 16:12:44 +0000 https://www.investmentexecutive.com/?p=438982 B.C. court finds the daughter of a man who killed his mother is entitled to his share of her estate

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]]> Avoid the transfer-out train https://www.investmentexecutive.com/news/industry-news/avoid-the-transfer-out-train/ Fri, 04 Feb 2022 20:00:31 +0000 https://www.investmentexecutive.com/?p=438812 Safeguard your business by knowing your client’s PoA and executor

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]]> Planning is key to securing digital assets https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/planning-is-key-to-securing-digital-assets/ Mon, 30 Aug 2021 04:07:00 +0000 https://www.investmentexecutive.com/?p=427148 Clients should take inventory of all online accounts as their first step in creating a digital estate plan

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]]> When a client names you executor of their estate https://www.investmentexecutive.com/inside-track_/ellen-bessner/when-a-client-names-you-executor-of-their-estate/ Fri, 09 Aug 2019 21:13:22 +0000 https://www.investmentexecutive.com/?p=385397 IIROC and MFDA advisors could lose their licence if they act as an executor and/or beneficiary

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