Errors and omissions insurance | Investment Executive

FSRA fines former insurance agent and his corporation for coercion, undue influence

michelleschriver — Fri, 05 Sep 2025 22:04:05 +0000

Former advisor earned nearly $1M in commissions as clients went bankrupt

michelleschriver — Mon, 07 Jul 2025 16:03:07 +0000

In its most recent fiscal year, the regulator commenced enforcement with proposed penalties of $2.8 million

melissa — Mon, 11 Mar 2024 04:01:00 +0000

A slower economy, inflation, higher legal fees contribute to increased rates

michelleschriver — Thu, 25 May 2023 16:26:31 +0000

Demonstrate and discuss your regulatory requirements with clients, IFB says

gregmeckback — Fri, 13 May 2022 17:32:21 +0000

Red flags to guard against in your practice were outlined at an IFB event

jameslangton — Fri, 25 Feb 2022 20:41:25 +0000

Regulator aims to boost consumer protection with oversight of agents' qualifications

jameslangton — Mon, 27 Apr 2020 20:38:34 +0000

The extension applies to licences that expire between March 15 and June 30

jameslangton — Wed, 11 Dec 2019 17:03:01 +0000

Many clients aren't being paid after winning arbitration

gregdalgetty — Fri, 29 Nov 2019 21:03:20 +0000

Litigation risk exists even after you’re retired or unable to work

gregdalgetty — Mon, 29 Apr 2019 13:00:35 +0000

Tips on how to avoid claims, and what to do when claims arise