Keyword: Embedded commissions

150 results found
OSC announces key details for embedded commissions roundtable

Meeting planned for Calgary and Edmonton

After decades of inaction, the CSA finally may be deciding whether to ban these commissions

OSC announces key details for embedded commissions roundtable

What regulators will decide to do on this remains unclear — and the discussions held on Monday did little to clarify the issue

OSC announces key details for embedded commissions roundtable

The roundtable, which is part of the CSA’s consultation on discontinuing trailing commissions on mutual funds, includes three topics and 13 panellists

CI to introduce automatic preferred-pricing programs

York University professor responds to IFIC-commissioned study, which opposes a possible ban on trailer fees

Investment industry players that favour a ban are either far removed from the average investor or could benefit directly from it

  • By: Mark Kent
  • July 17, 2017 November 12, 2019
  • 13:40

Industry views diverge widely on the future of embedded fees

OSC announces key details for embedded commissions roundtable

Ontario’s main regulator will host a public hearing on the long-running debate over a possible regulatory ban on embedded commissions

Paul Bourque named as new head of IFIC

Paul Bourque advocated in a speech that investors should be given a choice in terms of how fees are paid

Five qualities to consider when hiring staff

Both groups are in agreement that eliminating embedded commissions would have serious repercussions for dealers and their advisors