Embedded commissions – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 24 Oct 2025 14:15:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Embedded commissions – Investment Executive https://www.investmentexecutive.com 32 32 Trailer fee class actions allowed to proceed https://www.investmentexecutive.com/news/trailer-fee-class-actions-allowed-to-proceed/ Fri, 24 Oct 2025 14:15:10 +0000 https://www.investmentexecutive.com/?p=523514 Court orders costs in failed trailer fee class action https://www.investmentexecutive.com/news/court-orders-costs-in-failed-trailer-fee-class-action/ Mon, 29 Sep 2025 19:12:32 +0000 https://www.investmentexecutive.com/?p=521420 ASIC seeks tougher guidance on conflicts https://www.investmentexecutive.com/news/from-the-regulators/asic-seeks-tougher-guidance-on-conflicts/ Thu, 31 Jul 2025 10:00:00 +0000 https://www.investmentexecutive.com/?p=516428 CIRO’s CRM3 rules get CSA approval https://www.investmentexecutive.com/news/from-the-regulators/ciros-crm3-rules-get-csa-approval/ Thu, 03 Jul 2025 18:29:38 +0000 https://www.investmentexecutive.com/?p=514301 Ontario approves TCR rule for seg funds https://www.investmentexecutive.com/news/ontario-approves-tcr-rule-for-seg-funds/ Mon, 09 Jun 2025 15:54:23 +0000 https://www.investmentexecutive.com/?p=512097 FCA finds failings at smaller firms https://www.investmentexecutive.com/news/fca-finds-failings-at-smaller-firms/ Thu, 08 May 2025 18:00:27 +0000 https://www.investmentexecutive.com/?p=509324 OSC rule codifies trailer fee relief https://www.investmentexecutive.com/news/osc-rule-codifies-trailer-fee-relief/ Thu, 03 Apr 2025 18:57:32 +0000 https://www.investmentexecutive.com/?p=506252 Closing the gap between mutual, seg fund regulation https://www.investmentexecutive.com/news/closing-the-gap-between-mutual-seg-fund-regulation/ Wed, 08 Jan 2025 21:02:41 +0000 https://www.investmentexecutive.com/?p=499805 Ontario court approves trailer fee class action deal https://www.investmentexecutive.com/news/ontario-court-approves-trailer-fee-class-action-deal/ Wed, 11 Dec 2024 18:58:21 +0000 https://www.investmentexecutive.com/?p=498371 TD agrees to settle trailer fee class action https://www.investmentexecutive.com/news/td-agrees-to-settle-trailer-fee-class-action/ Wed, 09 Oct 2024 18:02:24 +0000 https://www.investmentexecutive.com/?p=494329