Electronic trading – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 11 Jan 2024 20:04:28 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Electronic trading – Investment Executive https://www.investmentexecutive.com 32 32 European regulators to review pre-trade controls adopted to prevent flash crashes https://www.investmentexecutive.com/news/from-the-regulators/european-regulators-to-review-pre-trade-controls-adopted-to-prevent-flash-crashes/ Thu, 11 Jan 2024 20:04:28 +0000 https://www.investmentexecutive.com/?p=478482 Guards against "fat finger" error to face regs’ scrutiny

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]]> IOSCO seeks more resilient trading https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-more-resilient-trading/ Fri, 15 Dec 2023 19:30:25 +0000 https://www.investmentexecutive.com/?p=477431 Most trading outages are traced back to software problems, it finds

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]]> MX proposes new trading functionality https://www.investmentexecutive.com/news/from-the-regulators/mx-proposes-new-trading-functionality/ Thu, 09 Nov 2023 21:22:30 +0000 https://www.investmentexecutive.com/?p=475012 Exchange aims to enhance appeal with new order type and automation

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]]> MX sanctions weak trading oversight https://www.investmentexecutive.com/news/from-the-regulators/mx-sanctions-weak-trading-oversight/ Fri, 08 Sep 2023 17:20:29 +0000 https://www.investmentexecutive.com/?p=471229 Wedbush Securities fined for compliance failings

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]]> New Alpha markets get go ahead https://www.investmentexecutive.com/news/industry-news/new-alpha-markets-get-go-ahead/ Thu, 03 Aug 2023 21:02:41 +0000 https://www.investmentexecutive.com/?p=469709 Pair of new trading books, order types to launch Oct. 23

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]]> MX settles over firm’s supervisory weaknesses https://www.investmentexecutive.com/news/from-the-regulators/mx-settles-over-firms-supervisory-weaknesses/ Mon, 17 Jul 2023 18:42:52 +0000 https://www.investmentexecutive.com/?p=468806 JitneyTrade fined $90,000 for weak controls over direct-access clients

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]]> MX seeks market surveillance boost https://www.investmentexecutive.com/news/from-the-regulators/mx-seeks-market-surveillance-boost/ Tue, 28 Mar 2023 22:04:04 +0000 https://www.investmentexecutive.com/?p=462885 Exchange proposes new client ID requirements

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]]> Morgan Stanley sanctioned over MX algorithm access https://www.investmentexecutive.com/news/from-the-regulators/morgan-stanley-sanctioned-over-mx-algorithm-access/ Tue, 10 Jan 2023 22:03:44 +0000 https://www.investmentexecutive.com/?p=458429 Firm settled allegations that unapproved employees had access via trading algorithm

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]]> MX to bring back multi-price market orders https://www.investmentexecutive.com/news/from-the-regulators/mx-to-bring-back-multi-price-market-orders/ Fri, 11 Nov 2022 18:59:38 +0000 https://www.investmentexecutive.com/?p=455413 Bourse aims to reintroduce order type that hasn't been used since 2001

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]]> Prop trading firm sanctioned for oversight failures https://www.investmentexecutive.com/news/from-the-regulators/prop-trading-firm-sanctioned-for-oversight-failures/ Wed, 14 Sep 2022 17:39:30 +0000 https://www.investmentexecutive.com/?p=451396 NSSC settles with Halifax firm that failed to oversee its day traders in China

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