Education – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 03 May 2024 21:48:43 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Education – Investment Executive https://www.investmentexecutive.com 32 32 OSC to increase focus on DIY investors https://www.investmentexecutive.com/news/from-the-regulators/osc-to-increase-focus-on-diy-investors/ Fri, 03 May 2024 21:04:50 +0000 https://www.investmentexecutive.com/?p=485207 The regulator also wants to toughen enforcement and see better advice given at banks

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]]> CIFP sues FP Canada for agreement breach, trade libel https://www.investmentexecutive.com/news/industry-news/cifp-sues-fp-canada-for-agreement-breach-trade-libel/ Thu, 18 Apr 2024 19:40:04 +0000 https://www.investmentexecutive.com/?p=484284 Claim asks for $1.2 million in damages arising from dispute over regulator-approved credentials for title protection

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]]> CIRO sketches three-year strategic vision https://www.investmentexecutive.com/news/from-the-regulators/ciro-sketches-three-year-strategic-vision/ Thu, 11 Apr 2024 19:17:38 +0000 https://www.investmentexecutive.com/?p=483589 Expanding access to advice, standardizing KYC data collection on SRO's agenda

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]]> Rep incorporation proposals prove to be sticky wicket https://www.investmentexecutive.com/news/from-the-regulators/rep-incorporation-proposals-prove-to-be-sticky-wicket/ Mon, 08 Apr 2024 21:26:46 +0000 https://www.investmentexecutive.com/?p=483358 Industry divided on, investor advocates opposed to, reforms

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]]> Advocis settles with SeeWhy over non-payment of study materials https://www.investmentexecutive.com/news/industry-news/advocis-settles-with-seewhy-over-non-payment-of-study-materials/ Thu, 04 Apr 2024 19:40:15 +0000 https://www.investmentexecutive.com/?p=483126 Association paid outstanding invoice, plus interest and majority of legal fees, SeeWhy says

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]]> FSRA flags few issues at credentialing bodies https://www.investmentexecutive.com/news/from-the-regulators/fsra-flags-few-issues-at-credentialing-bodies/ Wed, 27 Mar 2024 20:51:18 +0000 https://www.investmentexecutive.com/?p=482849 Regulator reports results of first supervisory reviews at planner/advisor titling organizations

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]]> SeeWhy Learning sues Advocis over non-payment of study materials https://www.investmentexecutive.com/news/industry-news/seewhy-learning-sues-advocis-over-non-payment-of-study-materials/ Tue, 13 Feb 2024 19:57:31 +0000 https://www.investmentexecutive.com/?p=480455 The national financial advisors association alleges it was overcharged

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]]> FSRA tightens LLQP exam-taking process https://www.investmentexecutive.com/news/from-the-regulators/fsra-tightens-llqp-exam-taking-process/ Wed, 07 Feb 2024 20:33:26 +0000 https://www.investmentexecutive.com/?p=480082 Regulator adopts tougher penalties for cheating, restrictions on rewriting

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]]> Unpacking the gender wage gap https://www.investmentexecutive.com/news/research-and-markets/unpacking-the-gender-wage-gap/ Wed, 10 Jan 2024 22:05:04 +0000 https://www.investmentexecutive.com/?p=478440 Research finds disparities arise from differences in labour distribution as well as participation

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]]> New certificate in wealth management to provide pipeline of support staff https://www.investmentexecutive.com/news/industry-news/new-certificate-in-wealth-management-to-provide-pipeline-of-support-staff/ Thu, 14 Dec 2023 19:12:08 +0000 https://www.investmentexecutive.com/?p=477186 George Brown College offers practical program in collaboration with industry firms

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