Editorial – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 29 Mar 2024 21:47:02 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Editorial – Investment Executive https://www.investmentexecutive.com 32 32 Bare trust debacle makes fools of the law-abiding https://www.investmentexecutive.com/insight/editorials/bare-trust-debacle-makes-fools-of-the-law-abiding/ Fri, 29 Mar 2024 16:38:01 +0000 https://www.investmentexecutive.com/?p=482977 Editorial: Last-minute policy reversals undermine an already fragile trust between tax authorities and the public

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Regulators must stand firm on binding authority for OBSI https://www.investmentexecutive.com/newspaper_/comment-insight/regulators-must-stand-firm-on-binding-authority-for-obsi/ Mon, 11 Mar 2024 04:15:00 +0000 https://www.investmentexecutive.com/?p=481461 Editorial: The idea that OBSI is biased against the industry doesn’t fit with the facts

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As SRO reform progresses, there should be value for investors https://www.investmentexecutive.com/newspaper_/comment-insight/as-sro-reform-progresses-there-should-be-value-for-investors/ Mon, 12 Feb 2024 05:08:00 +0000 https://www.investmentexecutive.com/?p=479828 Editorial: The rule book rewrite shouldn’t simply be an exercise in slimming down the volume of regulations

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Despite progress, OBSI’s dream of binding resolution remains deferred https://www.investmentexecutive.com/newspaper_/comment-insight/despite-progress-obsis-dream-of-binding-resolution-remains-deferred/ Mon, 11 Dec 2023 05:10:00 +0000 https://www.investmentexecutive.com/?p=476586 Editorial: While the CSA’s proposal is a good first step, that’s all it is

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Glorianne Stromberg’s legacy https://www.investmentexecutive.com/newspaper_/comment-insight/glorianne-strombergs-legacy/ Mon, 13 Nov 2023 05:11:00 +0000 https://www.investmentexecutive.com/?p=474694 Editorial: Stromberg fought the good fight, and Canada’s retail investors are dramatically better off as a result

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Regulators must step up for harmed investors https://www.investmentexecutive.com/newspaper_/comment-insight/regulators-must-step-up-for-harmed-investors/ Mon, 16 Oct 2023 04:04:00 +0000 https://www.investmentexecutive.com/?p=472805 Editorial: The CSA has yet to deliver on its promised proposal to give OBSI binding authority

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Crackdown on empty accolades a win for clients and advisors alike https://www.investmentexecutive.com/newspaper_/comment-insight/crackdown-on-empty-accolades-a-win-for-clients-and-advisors-alike/ Mon, 28 Aug 2023 04:09:00 +0000 https://www.investmentexecutive.com/?p=470333 Editorial: With their warning, the regulators acknowledged that pay-to-play awards are not harmless puffery

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For investor restitution, it all comes back to OBSI https://www.investmentexecutive.com/newspaper_/comment-insight/for-investor-restitution-it-all-comes-back-to-obsi/ Fri, 02 Jun 2023 14:20:00 +0000 https://www.investmentexecutive.com/?p=466221 Editorial: regulators need to empower OBSI to help harmed investors

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Banking crisis highlights fragile confidence of global system https://www.investmentexecutive.com/newspaper_/comment-insight/banking-crisis-highlights-fragile-confidence-of-global-system/ Tue, 11 Apr 2023 04:03:00 +0000 https://www.investmentexecutive.com/?p=463197 Editorial: lessons learned must not be forgotten when financial sector rules are being crafted and risk-friendly reforms are touted

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Bridging Finance saga risks eroding investor trust — again https://www.investmentexecutive.com/newspaper_/comment-insight/bridging-finance-saga-risks-eroding-investor-trust-again/ Tue, 19 Apr 2022 04:19:00 +0000 https://www.investmentexecutive.com/?p=442475 Editorial: With investors facing more than $1 billion in losses from the collapse of asset manager Bridging Finance Inc., the Street has some explaining to do.

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