Distribution agreements – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 09 May 2024 17:09:16 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Distribution agreements – Investment Executive https://www.investmentexecutive.com 32 32 OSC tests new early-stage exemptions https://www.investmentexecutive.com/news/from-the-regulators/osc-tests-new-early-stage-exemptions/ Thu, 09 May 2024 17:09:16 +0000 https://www.investmentexecutive.com/?p=485603 Regulator adopts new exemptions designed to help startups raise capital

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OSC settles Newer Technologies case https://www.investmentexecutive.com/news/from-the-regulators/osc-settles-newer-technologies-case/ Thu, 04 Sep 2014 14:00:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-settles-newer-technologies-case/ $12 million raised from illegally distributed promissory notes

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Claymore moves seven ETFs to monthly distribution schedule https://www.investmentexecutive.com/news/products/claymore-moves-seven-etfs-to-monthly-distribution-schedule/ Mon, 21 Jun 2010 13:07:00 +0000 https://www.investmentexecutive.com/uncategorized/claymore-moves-seven-etfs-to-monthly-distribution-schedule/ Income has become more important to investors: Seif

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The financial services industry can’t have things both ways https://www.investmentexecutive.com/newspaper_/comment-insight/news-53468/ Mon, 03 May 2010 18:02:00 +0000 https://www.investmentexecutive.com/uncategorized/news-53468/ Editorial

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B2B Trust signs loan agreement with Renaissance https://www.investmentexecutive.com/news/industry-news/b2b-trust-signs-loan-agreement-with-renaissance/ Mon, 15 Mar 2010 13:07:00 +0000 https://www.investmentexecutive.com/uncategorized/b2b-trust-signs-loan-agreement-with-renaissance/ Company continues to expand distribution of investment loan programs

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BC man fined $25,000 for “pump and dump” scheme https://www.investmentexecutive.com/news/from-the-regulators/bc-man-fined-25000-for-pump-and-dump-scheme/ Tue, 24 Sep 2002 15:00:00 +0000 https://www.investmentexecutive.com/uncategorized/bc-man-fined-25000-for-pump-and-dump-scheme/ Hogan handed 10-year ban for Internet scam

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Surrey Metro, Coast complete merger https://www.investmentexecutive.com/news/industry-news/surrey-metro-coast-complete-merger/ Fri, 28 Jun 2002 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/surrey-metro-coast-complete-merger/ Form Canada's second-largest credit union

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Sun Life, Hub Financial form distribution alliance https://www.investmentexecutive.com/news/industry-news/sun-life-hub-financial-form-distribution-alliance/ Fri, 14 Jun 2002 20:10:00 +0000 https://www.investmentexecutive.com/uncategorized/sun-life-hub-financial-form-distribution-alliance/ Hub to provide third-party insurance products to IQON advisors

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