Distribution agreements | Investment Executive https://www.investmentexecutive.com/tag/distribution-agreements/ Canada's news source for financial professionals Thu, 20 Nov 2025 20:58:29 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Distribution agreements | Investment Executive https://www.investmentexecutive.com/tag/distribution-agreements/ 32 32 OSC continues work on long-term retail fund vehicles https://www.investmentexecutive.com/news/osc-continues-work-on-long-term-retail-fund-vehicles/ Thu, 20 Nov 2025 20:58:29 +0000 https://www.investmentexecutive.com/?p=525910 Regulator seeks feedback on distribution issues, retirement accounts

The post OSC continues work on long-term retail fund vehicles appeared first on Investment Executive.

]]>
FCA touts tokenization for fund managers https://www.investmentexecutive.com/news/fca-touts-tokenization-for-fund-managers/ Wed, 15 Oct 2025 19:02:24 +0000 https://www.investmentexecutive.com/?p=522715 U.K. regulator consults on reforms to support fund industry innovation

The post FCA touts tokenization for fund managers appeared first on Investment Executive.

]]>
OSC tests new early-stage exemptions https://www.investmentexecutive.com/news/from-the-regulators/osc-tests-new-early-stage-exemptions/ Thu, 09 May 2024 17:09:16 +0000 https://www.investmentexecutive.com/?p=485603 Regulator adopts new exemptions designed to help startups raise capital

The post OSC tests new early-stage exemptions appeared first on Investment Executive.

]]>
OSC settles Newer Technologies case https://www.investmentexecutive.com/news/from-the-regulators/osc-settles-newer-technologies-case/ Thu, 04 Sep 2014 14:00:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-settles-newer-technologies-case/ $12 million raised from illegally distributed promissory notes

The post OSC settles Newer Technologies case appeared first on Investment Executive.

]]>
Claymore moves seven ETFs to monthly distribution schedule https://www.investmentexecutive.com/news/products/claymore-moves-seven-etfs-to-monthly-distribution-schedule/ Mon, 21 Jun 2010 13:07:00 +0000 https://www.investmentexecutive.com/uncategorized/claymore-moves-seven-etfs-to-monthly-distribution-schedule/ Income has become more important to investors: Seif

The post Claymore moves seven ETFs to monthly distribution schedule appeared first on Investment Executive.

]]>
The financial services industry can’t have things both ways https://www.investmentexecutive.com/newspaper_/comment-insight/news-53468/ Mon, 03 May 2010 18:02:00 +0000 https://www.investmentexecutive.com/uncategorized/news-53468/ Editorial

The post The financial services industry can’t have things both ways appeared first on Investment Executive.

]]>
B2B Trust signs loan agreement with Renaissance https://www.investmentexecutive.com/news/industry-news/b2b-trust-signs-loan-agreement-with-renaissance/ Mon, 15 Mar 2010 13:07:00 +0000 https://www.investmentexecutive.com/uncategorized/b2b-trust-signs-loan-agreement-with-renaissance/ Company continues to expand distribution of investment loan programs

The post B2B Trust signs loan agreement with Renaissance appeared first on Investment Executive.

]]>
BC man fined $25,000 for “pump and dump” scheme https://www.investmentexecutive.com/news/from-the-regulators/bc-man-fined-25000-for-pump-and-dump-scheme/ Tue, 24 Sep 2002 15:00:00 +0000 https://www.investmentexecutive.com/uncategorized/bc-man-fined-25000-for-pump-and-dump-scheme/ Hogan handed 10-year ban for Internet scam

The post BC man fined $25,000 for “pump and dump” scheme appeared first on Investment Executive.

]]>
Surrey Metro, Coast complete merger https://www.investmentexecutive.com/news/industry-news/surrey-metro-coast-complete-merger/ Fri, 28 Jun 2002 21:20:00 +0000 https://www.investmentexecutive.com/uncategorized/surrey-metro-coast-complete-merger/ Form Canada's second-largest credit union

The post Surrey Metro, Coast complete merger appeared first on Investment Executive.

]]>
Sun Life, Hub Financial form distribution alliance https://www.investmentexecutive.com/news/industry-news/sun-life-hub-financial-form-distribution-alliance/ Fri, 14 Jun 2002 20:10:00 +0000 https://www.investmentexecutive.com/uncategorized/sun-life-hub-financial-form-distribution-alliance/ Hub to provide third-party insurance products to IQON advisors

The post Sun Life, Hub Financial form distribution alliance appeared first on Investment Executive.

]]>