Dispute resolution | Investment Executive https://www.investmentexecutive.com/tag/dispute-resolution/ Canada's news source for financial professionals Fri, 20 Mar 2026 14:03:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Dispute resolution | Investment Executive https://www.investmentexecutive.com/tag/dispute-resolution/ 32 32 CIRO set to launch disgorgement payout program https://www.investmentexecutive.com/news/ciro-set-to-launch-disgorgement-payout-program/ Fri, 20 Mar 2026 14:03:02 +0000 https://www.investmentexecutive.com/?p=534344 Harmed investors will be able to make claims for share of sanctions, April 1

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]]> FCA consults on consumer redress reforms https://www.investmentexecutive.com/news/fca-consults-on-consumer-redress-reforms/ Tue, 17 Mar 2026 18:54:22 +0000 https://www.investmentexecutive.com/?p=534070 U.K. regulator seeks faster resolutions for clients, greater certainty for firms

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]]> FINRA reforms aim to ease burdens https://www.investmentexecutive.com/news/finra-reforms-aim-to-ease-burdens/ Mon, 16 Mar 2026 20:26:54 +0000 https://www.investmentexecutive.com/?p=533928 SRO's proposals seek to enhance regulatory efficiency

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]]> FINRA launches consultation on arbitration https://www.investmentexecutive.com/news/finra-launches-consultation-on-arbitration/ Tue, 03 Mar 2026 14:17:45 +0000 https://www.investmentexecutive.com/?p=532995 Review will consider far-reaching reforms to dispute resolution mechanism

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]]> Latest OBSI review kicks off https://www.investmentexecutive.com/news/from-the-regulators/latest-obsi-review-kicks-off/ Mon, 02 Mar 2026 09:00:16 +0000 https://www.investmentexecutive.com/?p=532892 New evaluation comes amid regulators' ongoing reform work

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]]> Rep’s loan repayment appeal rejected https://www.investmentexecutive.com/news/reps-loan-repayment-appeal-rejected/ Mon, 23 Feb 2026 14:34:40 +0000 https://www.investmentexecutive.com/?p=532260 Court upholds summary judgment in dispute over dealer's loan to rep

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]]> Limitation period unforgiving for fraud victim https://www.investmentexecutive.com/news/limitation-period-unforgiving-for-fraud-victim/ Wed, 11 Feb 2026 19:17:45 +0000 https://www.investmentexecutive.com/?p=531550 Court denies lawsuit filed a month late, after effort to resolve issue with bank

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]]> Claim against Bridging fund to be heard in mid-June https://www.investmentexecutive.com/news/claim-against-bridging-fund-to-be-heard-in-mid-june/ Tue, 10 Feb 2026 22:03:59 +0000 https://www.investmentexecutive.com/?p=531426 Alleged $213-million loan guarantee remains subject of dispute

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]]> Court warns Binance not to push arbitration https://www.investmentexecutive.com/news/court-warns-binance-not-to-push-arbitration/ Fri, 30 Jan 2026 19:02:00 +0000 https://www.investmentexecutive.com/?p=530740 Crypto firm advised against Hong Kong proceeding for class action plaintiffs

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]]> New Brunswick bolsters investor protection https://www.investmentexecutive.com/news/new-brunswick-bolsters-investor-protection/ Wed, 28 Jan 2026 15:15:38 +0000 https://www.investmentexecutive.com/?p=530416 Bill raises enforcement penalties, enables binding dispute resolution

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