Dispute resolution | Investment Executive https://www.investmentexecutive.com/tag/dispute-resolution/ Canada's news source for financial professionals Fri, 28 Nov 2025 19:56:55 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Dispute resolution | Investment Executive https://www.investmentexecutive.com/tag/dispute-resolution/ 32 32 Trade, geopolitics loom large in OSC’s agenda https://www.investmentexecutive.com/news/trade-geopolitics-loom-large-in-oscs-agenda/ Fri, 28 Nov 2025 19:56:55 +0000 https://www.investmentexecutive.com/?p=526550 Regulator publishes draft priorities, highlighting competitive concerns

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]]> Ontario court pushes back on Binance, again https://www.investmentexecutive.com/news/ontario-court-pushes-back-on-binance-again/ Wed, 26 Nov 2025 20:21:22 +0000 https://www.investmentexecutive.com/?p=526385 Effort to force investors into arbitration aims to subvert its rulings, court says

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-crypto-rules-2/ Wed, 17 Sep 2025 20:11:17 +0000 https://www.investmentexecutive.com/?p=520489 U.K. regulator's proposals consider operational, conduct standards for emerging sector

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]]> CSA extends OBSI consultation deadline https://www.investmentexecutive.com/news/from-the-regulators/csa-extends-obsi-consultation-deadline/ Thu, 04 Sep 2025 20:15:41 +0000 https://www.investmentexecutive.com/?p=518844 Industry, investors have until Sept. 29 to provide feedback on reforms to give body binding powers

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]]> FCA seeks dispute resolution reforms https://www.investmentexecutive.com/news/from-the-regulators/fca-seeks-dispute-resolution-reforms/ Thu, 17 Jul 2025 18:03:42 +0000 https://www.investmentexecutive.com/?p=515486 Improving handling of systemic issues aims to prevent delays in compensation, enhance industry certainty

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]]> CSA refines plan for binding authority at OBSI https://www.investmentexecutive.com/news/from-the-regulators/csa-refines-plan-for-binding-authority-at-obsi/ Tue, 15 Jul 2025 15:00:00 +0000 https://www.investmentexecutive.com/?p=515221 Regulators set out proposed approach to oversight, external reviews

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]]> OSC funds investor protection efforts https://www.investmentexecutive.com/news/from-the-regulators/osc-funds-investor-protection-efforts/ Wed, 25 Jun 2025 18:55:55 +0000 https://www.investmentexecutive.com/?p=513631 Regulator announces new financing commitments to Prosper Canada, Osgoode legal aid clinic

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]]> IAP highlights CFRs, OBSI, geopolitical risks https://www.investmentexecutive.com/news/from-the-regulators/iap-highlights-cfrs-obsi-geopolitical-risks/ Wed, 28 May 2025 13:26:37 +0000 https://www.investmentexecutive.com/?p=510734 Binding authority for investor dispute resolution body OBSI should be priority, investor advocacy group says

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]]> ASIC reports on industry complaint handling https://www.investmentexecutive.com/news/from-the-regulators/asic-reports-on-industry-complaint-handling/ Tue, 03 Dec 2024 19:18:52 +0000 https://www.investmentexecutive.com/?p=497799 Regulator launches effort to enhance transparency of firms' dispute resolution efforts

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]]> FCA seeks redress system reform https://www.investmentexecutive.com/news/from-the-regulators/fca-seeks-redress-system-reform/ Fri, 15 Nov 2024 18:30:32 +0000 https://www.investmentexecutive.com/?p=496820 Regulators aim to improve handling of systemic issues

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