https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 24 Nov 2025 19:35:08 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png https://www.investmentexecutive.com 32 32 https://www.investmentexecutive.com/news/outlook-for-securities-sector-is-neutral-fitch/ Mon, 24 Nov 2025 19:35:08 +0000 https://www.investmentexecutive.com/?p=526169 https://www.investmentexecutive.com/news/neo-brokers-bring-neo-risks-too-iosco/ Wed, 12 Nov 2025 19:03:30 +0000 https://www.investmentexecutive.com/?p=525233 https://www.investmentexecutive.com/news/esma-finds-fund-distribution-is-costly/ Thu, 06 Nov 2025 21:28:19 +0000 https://www.investmentexecutive.com/?p=524836 https://www.investmentexecutive.com/news/trailer-fee-class-actions-allowed-to-proceed/ Fri, 24 Oct 2025 14:15:10 +0000 https://www.investmentexecutive.com/?p=523514 https://www.investmentexecutive.com/news/court-orders-costs-in-failed-trailer-fee-class-action/ Mon, 29 Sep 2025 19:12:32 +0000 https://www.investmentexecutive.com/?p=521420 https://www.investmentexecutive.com/uncategorized/investors-duty-to-know-diy-platform-court/ Mon, 08 Sep 2025 20:33:41 +0000 https://www.investmentexecutive.com/?p=519418 https://www.investmentexecutive.com/news/from-the-regulators/cost-of-tds-data-between-zero-and-460-million/ Tue, 26 Aug 2025 13:25:17 +0000 https://www.investmentexecutive.com/?p=518379 https://www.investmentexecutive.com/news/ciro-proposes-new-guidance-for-diy-investing/ Tue, 12 Aug 2025 13:00:00 +0000 https://www.investmentexecutive.com/?p=517314 https://www.investmentexecutive.com/news/online-trading-firm-settles-ciro-allegations/ Tue, 27 May 2025 18:51:55 +0000 https://www.investmentexecutive.com/?p=510700 https://www.investmentexecutive.com/news/ciro-pushes-retail-data-project-to-2027/ Tue, 15 Apr 2025 10:00:57 +0000 https://www.investmentexecutive.com/?p=507190