Disclosure | Investment Executive https://www.investmentexecutive.com/tag/disclosure/ Canada's news source for financial professionals Fri, 30 Jan 2026 21:24:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Disclosure | Investment Executive https://www.investmentexecutive.com/tag/disclosure/ 32 32 FCA consults on new climate disclosure rules https://www.investmentexecutive.com/news/from-the-regulators/fca-consults-on-new-climate-disclosure-rules/ Mon, 02 Feb 2026 13:00:03 +0000 https://www.investmentexecutive.com/?p=530752 U.K. regulator preparing to adopt international standards

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]]> SEC settles accounting fraud allegations https://www.investmentexecutive.com/news/sec-settles-accounting-fraud-allegations/ Wed, 28 Jan 2026 19:22:57 +0000 https://www.investmentexecutive.com/?p=530492 Company, executives agree to settle allegations, pay US$41 million

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]]> U.S. securities class-action filings down, damages up https://www.investmentexecutive.com/news/u-s-securities-class-action-filings-down-damages-up/ Wed, 28 Jan 2026 19:19:27 +0000 https://www.investmentexecutive.com/?p=530485 Increase in claimed class-action damages points to larger settlements

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]]> New Brunswick bolsters investor protection https://www.investmentexecutive.com/news/new-brunswick-bolsters-investor-protection/ Wed, 28 Jan 2026 15:15:38 +0000 https://www.investmentexecutive.com/?p=530416 Bill raises enforcement penalties, enables binding dispute resolution

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]]> SEC alleges SPAC deal based on fraud https://www.investmentexecutive.com/news/sec-alleges-spac-deal-based-on-fraud/ Tue, 27 Jan 2026 21:10:19 +0000 https://www.investmentexecutive.com/?p=530386 Execs falsely inflated firm's revenues to enable acquisition, regulator charges

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]]> OSC’s disclosure issues didn’t justify stay: Tribunal https://www.investmentexecutive.com/news/oscs-disclosure-issues-didnt-justify-stay-tribunal/ Mon, 26 Jan 2026 14:40:19 +0000 https://www.investmentexecutive.com/?p=530149 Panel sought alternative remedy to address disclosure concerns

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]]> Tribunal shoots down OSC case https://www.investmentexecutive.com/news/from-the-regulators/tribunal-shoots-down-osc-case/ Fri, 23 Jan 2026 09:00:11 +0000 https://www.investmentexecutive.com/?p=530078 Releases were misleading, but case against lawyer not proven, panel finds

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]]> CSA streamlines fund disclosure https://www.investmentexecutive.com/news/csa-streamlines-fund-disclosure/ Thu, 22 Jan 2026 20:07:33 +0000 https://www.investmentexecutive.com/?p=530064 Proposed new investor report, cost metric not part of initial reform

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]]> ASIC review flags compliance issues in CFD sector https://www.investmentexecutive.com/news/asic-review-flags-compliance-issues-in-cfd-sector/ Tue, 20 Jan 2026 19:59:05 +0000 https://www.investmentexecutive.com/?p=529839 Aussie regulator reports A$40 million returned to investors as part of review

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]]> Six arrested in probe of U.K. housing REIT https://www.investmentexecutive.com/news/six-arrested-in-probe-of-u-k-housing-reit/ Thu, 15 Jan 2026 15:18:02 +0000 https://www.investmentexecutive.com/?p=529471 Concerns about company were raised by short sellers in 2022

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