Disclosure | Investment Executive https://www.investmentexecutive.com/tag/disclosure/ Canada's news source for financial professionals Wed, 17 Dec 2025 19:24:36 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Disclosure | Investment Executive https://www.investmentexecutive.com/tag/disclosure/ 32 32 Fund industry responds to anti-greenwashing efforts https://www.investmentexecutive.com/uncategorized/fund-industry-responds-to-anti-greenwashing-efforts/ Wed, 17 Dec 2025 19:24:36 +0000 https://www.investmentexecutive.com/?p=528015 ESMA review finds ESG funds changing names, portfolios to align better

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]]> FCA consults on crypto rules https://www.investmentexecutive.com/news/fca-consults-on-crypto-rules-3/ Tue, 16 Dec 2025 21:07:42 +0000 https://www.investmentexecutive.com/?p=527876 U.K. regulator's proposals aim to support innovation while protecting consumers

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]]> IAFP introduces mandatory fiduciary attestation for RFP holders https://www.investmentexecutive.com/news/industry-news/iafp-introduces-mandatory-fiduciary-attestation-for-rfp-holders/ Mon, 15 Dec 2025 21:27:01 +0000 https://www.investmentexecutive.com/?p=527794 Association also tightens compensation disclosure requirements

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]]> FCA tackles U.K.’s large advice gap https://www.investmentexecutive.com/news/from-the-regulators/fca-tackles-u-k-s-large-advice-gap/ Thu, 11 Dec 2025 21:51:57 +0000 https://www.investmentexecutive.com/?p=527609 Regulator details plans for "targeted support" framework to launch in 2026

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]]> FCA reforms aim to amp up retail risk-taking https://www.investmentexecutive.com/news/fca-reforms-aim-to-amp-up-retail-risk-taking/ Mon, 08 Dec 2025 20:28:10 +0000 https://www.investmentexecutive.com/?p=527232 Disclosure rules eased, lines between pro, retail investors redrawn

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]]> SEC supports lifting constraints on equity research https://www.investmentexecutive.com/news/sec-supports-lifting-constraints-on-equity-research/ Mon, 08 Dec 2025 20:21:38 +0000 https://www.investmentexecutive.com/?p=527239 "Dot-com" era conflict restrictions no longer needed, regulator agrees

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]]> FCA seeks more credibility for ESG ratings https://www.investmentexecutive.com/news/fca-seeks-more-credibility-for-esg-ratings/ Mon, 01 Dec 2025 19:52:30 +0000 https://www.investmentexecutive.com/?p=526664 Regulator consults on rules to boost trust, confidence in sustainability data

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]]> Trade, geopolitics loom large in OSC’s agenda https://www.investmentexecutive.com/news/trade-geopolitics-loom-large-in-oscs-agenda/ Fri, 28 Nov 2025 19:56:55 +0000 https://www.investmentexecutive.com/?p=526550 Regulator publishes draft priorities, highlighting competitive concerns

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]]> Supreme Court upholds investor’s right to sue https://www.investmentexecutive.com/news/supreme-court-upholds-investors-right-to-sue/ Fri, 28 Nov 2025 16:46:50 +0000 https://www.investmentexecutive.com/?p=526544 Terms in securities law shouldn't be interpreted restrictively: SCC

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]]> Easing listing rules tied to stronger IPO market: WFE https://www.investmentexecutive.com/news/easing-listing-rules-tied-to-stronger-ipo-market-wfe/ Wed, 26 Nov 2025 18:12:03 +0000 https://www.investmentexecutive.com/?p=526376 Liquidity, GDP growth essential, but relaxing rules helps too

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