Derivatives – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 22 Apr 2024 18:06:31 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Derivatives – Investment Executive https://www.investmentexecutive.com 32 32 Court certifies crypto class action against Binance https://www.investmentexecutive.com/news/from-the-regulators/court-certifies-crypto-class-action-against-binance/ Mon, 22 Apr 2024 18:06:31 +0000 https://www.investmentexecutive.com/?p=484473 Suit alleges that retail investor trades violated securities law

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]]> CIRO sketches three-year strategic vision https://www.investmentexecutive.com/news/from-the-regulators/ciro-sketches-three-year-strategic-vision/ Thu, 11 Apr 2024 19:17:38 +0000 https://www.investmentexecutive.com/?p=483589 Expanding access to advice, standardizing KYC data collection on SRO's agenda

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]]> Desjardins sanctioned in MX settlement https://www.investmentexecutive.com/news/from-the-regulators/desjardins-sanctioned-in-mx-settlement/ Thu, 28 Mar 2024 21:13:23 +0000 https://www.investmentexecutive.com/?p=482962 Trader placed numerous potentially misleading orders in bond futures

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]]> CFTC, SDNY charge crypto platform https://www.investmentexecutive.com/news/from-the-regulators/cftc-sdny-charge-crypto-platform/ Tue, 26 Mar 2024 18:28:12 +0000 https://www.investmentexecutive.com/?p=482757 KuCoin platform accused of registration, money laundering violations

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]]> After a weak 2023, capital markets poised to revive https://www.investmentexecutive.com/news/research-and-markets/after-a-weak-2023-capital-markets-poised-to-revive/ Thu, 07 Mar 2024 21:34:24 +0000 https://www.investmentexecutive.com/?p=481807 Underwriting activity expected to pick up monetary policy eases, DBRS says

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]]> Robust derivatives trading boosts U.S. exchanges https://www.investmentexecutive.com/news/research-and-markets/robust-derivatives-trading-boosts-u-s-exchanges/ Wed, 06 Mar 2024 17:41:48 +0000 https://www.investmentexecutive.com/?p=481695 Non-trading revenues at U.S. venues also rose in 2023, Fitch reports

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]]> Boosting European trading data transparency a plus: Moody’s https://www.investmentexecutive.com/news/research-and-markets/boosting-european-trading-data-transparency-a-plus-moodys/ Mon, 22 Jan 2024 20:57:23 +0000 https://www.investmentexecutive.com/?p=479065 Policymakers to implement consolidated tapes, ban payments for order flow

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]]> CIRO revises derivatives rules for dealers https://www.investmentexecutive.com/news/from-the-regulators/ciro-revises-derivatives-rules-for-dealers/ Thu, 18 Jan 2024 21:26:35 +0000 https://www.investmentexecutive.com/?p=478978 First phase of reforms to take effect Sept. 28

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]]> Global regulators add guidance on margin practices https://www.investmentexecutive.com/news/from-the-regulators/global-regulators-add-guidance-on-margin-practices/ Wed, 17 Jan 2024 21:11:14 +0000 https://www.investmentexecutive.com/?p=478823 IOSCO, Basel Committee recommendations target non-central clearing markets

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]]> Global regulators issue margin proposals https://www.investmentexecutive.com/news/from-the-regulators/global-regulators-issue-margin-proposals/ Tue, 16 Jan 2024 20:06:55 +0000 https://www.investmentexecutive.com/?p=478743 Measures aim to address lessons of market turmoil in early 2020 and 2022

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