Derivatives | Investment Executive https://www.investmentexecutive.com/tag/derivatives/ Canada's news source for financial professionals Thu, 19 Mar 2026 16:24:51 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Derivatives | Investment Executive https://www.investmentexecutive.com/tag/derivatives/ 32 32 IOSCO seeks improved oversight of OTC markets https://www.investmentexecutive.com/news/iosco-seeks-improved-oversight-of-otc-markets-2/ Thu, 19 Mar 2026 16:24:51 +0000 https://www.investmentexecutive.com/?p=534288 Regulators flag risk of buildup of large, opaque trading positions

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]]> MX adopts new compliance remediation process https://www.investmentexecutive.com/news/mx-adopts-new-compliance-remediation-process/ Mon, 16 Mar 2026 19:27:30 +0000 https://www.investmentexecutive.com/?p=533925 Initiative seeks greater efficiency, transparency for regulatory misdemeanors

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]]> Investor protection follows function, not form: ESMA https://www.investmentexecutive.com/news/investor-protection-follows-function-not-form-esma/ Tue, 24 Feb 2026 19:37:38 +0000 https://www.investmentexecutive.com/?p=532506 CFD rules may apply to other products, such as crypto derivatives, regs say

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]]> ESMA sanctions trade reporting breaches https://www.investmentexecutive.com/uncategorized/esma-sanctions-trade-reporting-breaches/ Fri, 20 Feb 2026 11:00:24 +0000 https://www.investmentexecutive.com/?p=532189 Regulator levies record fine against Luxembourg-based firm

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]]> Volatility boosts U.S. exchanges’ revenues: Moody’s https://www.investmentexecutive.com/news/volatility-boosts-u-s-exchanges-revenues-moodys/ Mon, 26 Jan 2026 18:54:33 +0000 https://www.investmentexecutive.com/?p=530263 Exchanges to report strong results as volumes jumped in fourth quarter

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]]> UBS sanctioned in settlement with MX https://www.investmentexecutive.com/news/ubs-sanctioned-in-settlement-with-mx/ Tue, 20 Jan 2026 20:53:37 +0000 https://www.investmentexecutive.com/?p=529847 Firm to pay $220,000 to resolve allegations of several rule breaches

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]]> ASIC review flags compliance issues in CFD sector https://www.investmentexecutive.com/news/asic-review-flags-compliance-issues-in-cfd-sector/ Tue, 20 Jan 2026 19:59:05 +0000 https://www.investmentexecutive.com/?p=529839 Aussie regulator reports A$40 million returned to investors as part of review

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]]> MX seeks liquidity boost for rate derivatives https://www.investmentexecutive.com/news/mx-seeks-liquidity-boost-for-rate-derivatives/ Wed, 14 Jan 2026 19:51:23 +0000 https://www.investmentexecutive.com/?p=529435 Bourse plans market maker program for certain CORRA futures

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]]> Wall Street seen reporting stronger earnings: Moody’s https://www.investmentexecutive.com/news/wall-street-seen-reporting-stronger-earnings-moodys/ Mon, 12 Jan 2026 18:47:36 +0000 https://www.investmentexecutive.com/?p=529163 Trading revenues, debt underwriting up, boosting Q4 results

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]]> MX proposes changes to enforcement https://www.investmentexecutive.com/news/mx-proposes-changes-to-enforcement/ Thu, 18 Dec 2025 14:31:11 +0000 https://www.investmentexecutive.com/?p=528041 Exchange to drop "minor violation" process, add new remediation function

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