Groundbreaking securities lawyer, Glorianne Stromberg, dies
Industry braces for technical challenges as new disclosures take effect
TCR is coming for investment and seg funds
Industry groups and investor advocates are divided on timelines and scope
Consultation on improving, harmonizing fund disclosure remains open until July 27
BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
Changing investor expectations create new opportunities for advisors
Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives
After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse
An IIROC panel found the firm deliberately decided not to comply with position cost reporting requirements