Credit unions | Investment Executive https://www.investmentexecutive.com/tag/credit-unions/ Canada's news source for financial professionals Thu, 04 Dec 2025 12:11:49 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Credit unions | Investment Executive https://www.investmentexecutive.com/tag/credit-unions/ 32 32 Managing identity-theft risk after CIRO data breach https://www.investmentexecutive.com/news/industry-news/managing-identity-theft-risk-after-ciro-data-breach/ Thu, 04 Dec 2025 09:00:19 +0000 https://www.investmentexecutive.com/?p=526747 Tips for financial advisors — and for clients affected by other breaches

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]]> FINTRAC sanctions Saskatchewan credit union https://www.investmentexecutive.com/news/fintrac-sanctions-saskatchewan-credit-union/ Thu, 27 Nov 2025 19:44:24 +0000 https://www.investmentexecutive.com/?p=526459 Firm penalized for breaches uncovered in a compliance exam

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]]> OSFI takes tougher stance on fines, AI risk https://www.investmentexecutive.com/news/from-the-regulators/osfi-takes-tougher-stance-on-fines-ai-risk/ Fri, 12 Sep 2025 13:25:41 +0000 https://www.investmentexecutive.com/?p=519929 Regulator to be quicker to use monetary penalties, add AI to risk management duties

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]]> FINTRAC fines credit union over compliance https://www.investmentexecutive.com/news/from-the-regulators/fintrac-fines-credit-union-over-compliance/ Tue, 10 Jun 2025 17:45:40 +0000 https://www.investmentexecutive.com/?p=512249 Sanctions follow findings of 2023 review, which flagged four violations

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]]> Ontario beefing up enforcement tools, sanctions https://www.investmentexecutive.com/news/industry-news/ontario-beefing-up-enforcement-tools-sanctions/ Fri, 16 May 2025 15:13:33 +0000 https://www.investmentexecutive.com/?p=509977 Budget boosts penalties, SRO powers, short selling rules

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]]> A trade war would hurt Canada’s banks: DBRS https://www.investmentexecutive.com/news/research-and-markets/a-trade-war-would-hurt-canadas-banks-dbrs/ Thu, 06 Feb 2025 19:36:42 +0000 https://www.investmentexecutive.com/?p=501967 Economic fallout would weigh on banks' credit quality, driving loan losses

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]]> Open banking is promising, will take time: DBRS https://www.investmentexecutive.com/news/research-and-markets/open-banking-is-promising-will-take-time-dbrs/ Thu, 30 Jan 2025 20:51:06 +0000 https://www.investmentexecutive.com/?p=501353 Competition may get a boost, but Big Six will remain dominant

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]]> AMF pledges proactive prudential supervision https://www.investmentexecutive.com/news/from-the-regulators/amf-pledges-proactive-prudential-supervision/ Thu, 16 Jan 2025 19:35:30 +0000 https://www.investmentexecutive.com/?p=500343 Regulator to consider fair treatment of clients amid firms' operational risks

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]]> Ontario promises MGA licensing https://www.investmentexecutive.com/news/from-the-regulators/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 OSC asked to review OM exemption, beneficial ownership registry being examined

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]]> Court grants leave for class action against FSRA https://www.investmentexecutive.com/news/from-the-regulators/court-grants-leave-for-class-action-against-fsra/ Wed, 09 Oct 2024 17:10:00 +0000 https://www.investmentexecutive.com/?p=494325 Investor alleges PACE securities sold without required disclosure while under FSRA administration

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