Court cases | Investment Executive https://www.investmentexecutive.com/tag/court-cases/ Canada's news source for financial professionals Wed, 29 Apr 2026 13:29:18 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Court cases | Investment Executive https://www.investmentexecutive.com/tag/court-cases/ 32 32 CFTC asserts oversight of prediction markets https://www.investmentexecutive.com/news/cftc-asserts-oversight-of-prediction-markets/ Wed, 29 Apr 2026 13:29:18 +0000 https://www.investmentexecutive.com/?p=537452 In series of legal filings, regulator claims exclusive jurisdiction

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]]> CIBC trailer settlement open to DIY investors https://www.investmentexecutive.com/news/cibc-trailer-settlement-open-to-diy-investors/ Fri, 24 Apr 2026 19:05:54 +0000 https://www.investmentexecutive.com/?p=537201 Claim process begins for investors covered by class action over trailer fees

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]]> Court rejects ex-rep’s appeal of fraud conviction https://www.investmentexecutive.com/news/court-rejects-ex-reps-appeal-of-fraud-conviction/ Wed, 22 Apr 2026 20:06:04 +0000 https://www.investmentexecutive.com/?p=536949 Scheme targeted existing clients, not the public, ex-rep tried to argue

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]]> Do bank customers have a right to an account? https://www.investmentexecutive.com/news/do-bank-customers-have-a-right-to-an-account/ Mon, 20 Apr 2026 14:02:31 +0000 https://www.investmentexecutive.com/?p=536622 Supreme Court to consider whether to allow appeal from ex-BMO client

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]]> Executors can be personally liable for legal costs https://www.investmentexecutive.com/news/from-the-regulators/executors-can-be-personally-liable-for-legal-costs/ Thu, 16 Apr 2026 15:21:23 +0000 https://www.investmentexecutive.com/?p=536403 Courts have discretion to award costs against a person acting for estate

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]]> Court upholds class-action certification decision https://www.investmentexecutive.com/news/court-upholds-class-action-certification-decision/ Tue, 14 Apr 2026 19:10:29 +0000 https://www.investmentexecutive.com/?p=536279 Lawsuit makes claims on behalf of primary, secondary market investors

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]]> Fraud conviction that followed initial acquittal faces new appeal https://www.investmentexecutive.com/news/fraud-conviction-that-followed-initial-acquittal-faces-new-appeal/ Mon, 13 Apr 2026 18:37:54 +0000 https://www.investmentexecutive.com/?p=536178 Court to hear appeal from man convicted after OSC appealed his acquittal

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]]> Federal court hears new case against Trump’s latest global tariffs https://www.investmentexecutive.com/news/federal-court-hears-new-case-against-trumps-latest-global-tariffs/ Fri, 10 Apr 2026 17:02:32 +0000 https://www.investmentexecutive.com/?p=536034 Current challenge deals with levies imposed under the Trade Act of 1974

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]]> Supreme Court denies leave for rep’s challenge https://www.investmentexecutive.com/news/supreme-court-denies-leave-for-reps-challenge/ Thu, 09 Apr 2026 16:38:33 +0000 https://www.investmentexecutive.com/?p=535878 BCSC enforcement hearing set to resume next month

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]]> Broker not on the hook for misplaced inheritance https://www.investmentexecutive.com/news/broker-not-on-the-hook-for-misplaced-inheritance/ Tue, 07 Apr 2026 21:07:37 +0000 https://www.investmentexecutive.com/?p=535682 Clients' belief may be genuine, but there's no proof the dealer did it: court

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