Court cases | Investment Executive https://www.investmentexecutive.com/tag/court-cases/ Canada's news source for financial professionals Thu, 09 Apr 2026 16:38:33 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Court cases | Investment Executive https://www.investmentexecutive.com/tag/court-cases/ 32 32 Supreme Court denies leave for rep’s challenge https://www.investmentexecutive.com/news/supreme-court-denies-leave-for-reps-challenge/ Thu, 09 Apr 2026 16:38:33 +0000 https://www.investmentexecutive.com/?p=535878 BCSC enforcement hearing set to resume next month

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]]> Broker not on the hook for misplaced inheritance https://www.investmentexecutive.com/news/broker-not-on-the-hook-for-misplaced-inheritance/ Tue, 07 Apr 2026 21:07:37 +0000 https://www.investmentexecutive.com/?p=535682 Clients' belief may be genuine, but there's no proof the dealer did it: court

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]]> Supreme Court set to rule on ex-rep’s leave request https://www.investmentexecutive.com/news/from-the-regulators/supreme-court-set-to-rule-on-ex-reps-leave-request/ Mon, 06 Apr 2026 05:47:19 +0000 https://www.investmentexecutive.com/?p=535588 Ex-rep seeking to challenge constitutionality of BCSC records seizure

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]]> Investor class-action settlement approved https://www.investmentexecutive.com/news/from-the-regulators/investor-class-action-settlement-approved/ Thu, 02 Apr 2026 18:04:19 +0000 https://www.investmentexecutive.com/?p=535491 Defendants to pay $8 million, including $2.4 million for class counsel

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]]> Court chooses between pair of unfinished wills https://www.investmentexecutive.com/news/from-the-regulators/court-chooses-between-pair-of-unfinished-wills/ Wed, 01 Apr 2026 15:30:01 +0000 https://www.investmentexecutive.com/?p=535346 Draft of physical will favoured over incomplete digital edition

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]]> In latest court filing, Advocis alleges cybersecurity firm inflated costs https://www.investmentexecutive.com/news/in-latest-court-filing-advocis-alleges-cybersecurity-firm-inflated-costs/ Thu, 26 Mar 2026 21:09:13 +0000 https://www.investmentexecutive.com/?p=534897 Plus, updates on contract dispute with SeeWhy and last year's human rights complaint

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]]> RBC’s legal action tossed for excessive delay https://www.investmentexecutive.com/news/rbcs-legal-action-tossed-for-excessive-delay/ Wed, 25 Mar 2026 15:44:52 +0000 https://www.investmentexecutive.com/?p=534679 Court dismisses case, citing importance of timely dispute resolution

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]]> Lack of capacity suspends limitation period: court https://www.investmentexecutive.com/news/lack-of-capacity-suspends-limitation-period-court/ Mon, 23 Mar 2026 20:12:47 +0000 https://www.investmentexecutive.com/?p=534545 Lawsuit alleging man exploited in real estate deals allowed to continue

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]]> Fraudster in U.S. jail deserves logistical support: court https://www.investmentexecutive.com/news/fraudster-in-u-s-jail-deserves-logistical-support-court/ Mon, 23 Mar 2026 13:17:10 +0000 https://www.investmentexecutive.com/?p=534426 Request for state-appointed legal counsel denied by Ontario appeal court

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]]> Appeal court upholds BCSC collection effort https://www.investmentexecutive.com/news/appeal-court-upholds-bcsc-collection-effort/ Fri, 20 Mar 2026 17:57:02 +0000 https://www.investmentexecutive.com/?p=534417 Payments from LIFs can face forfeiture, court finds

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