Consumer protection | Investment Executive https://www.investmentexecutive.com/tag/consumer-protection/ Canada's news source for financial professionals Thu, 26 Mar 2026 21:34:28 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Consumer protection | Investment Executive https://www.investmentexecutive.com/tag/consumer-protection/ 32 32 Ontario’s budget on crypto, MGAs and pensions https://www.investmentexecutive.com/news/ontarios-budget-on-crypto-mgas-and-pensions/ Thu, 26 Mar 2026 21:32:36 +0000 https://www.investmentexecutive.com/?p=534934 Government highlights plans for innovation, consumer protection

The post Ontario’s budget on crypto, MGAs and pensions appeared first on Investment Executive.

]]> RBC’s legal action tossed for excessive delay https://www.investmentexecutive.com/news/rbcs-legal-action-tossed-for-excessive-delay/ Wed, 25 Mar 2026 15:44:52 +0000 https://www.investmentexecutive.com/?p=534679 Court dismisses case, citing importance of timely dispute resolution

The post RBC’s legal action tossed for excessive delay appeared first on Investment Executive.

]]> FCA consults on consumer redress reforms https://www.investmentexecutive.com/news/fca-consults-on-consumer-redress-reforms/ Tue, 17 Mar 2026 18:54:22 +0000 https://www.investmentexecutive.com/?p=534070 U.K. regulator seeks faster resolutions for clients, greater certainty for firms

The post FCA consults on consumer redress reforms appeared first on Investment Executive.

]]> You need a better Reason Why letter https://www.investmentexecutive.com/inside-track_/jeff-cait/you-need-a-better-reason-why-letter/ Wed, 11 Mar 2026 17:27:26 +0000 https://www.investmentexecutive.com/?p=533609 Life insurance consumers deserve to know what they bought — and how it compares with other options

The post You need a better Reason Why letter appeared first on Investment Executive.

]]> ESMA consults on avoiding groupthink at financials https://www.investmentexecutive.com/news/esma-consults-on-avoiding-groupthink-at-financials/ Wed, 25 Feb 2026 20:36:23 +0000 https://www.investmentexecutive.com/?p=532589 Regulators review suitability guidance for industry management

The post ESMA consults on avoiding groupthink at financials appeared first on Investment Executive.

]]> BoC hits fintech with compliance order https://www.investmentexecutive.com/news/boc-hits-fintech-with-compliance-order/ Wed, 18 Feb 2026 18:58:52 +0000 https://www.investmentexecutive.com/?p=532004 Bank halts retail payment activity, citing concerns about shortfall

The post BoC hits fintech with compliance order appeared first on Investment Executive.

]]> FCAC fines BMO $4M for overcharging fees https://www.investmentexecutive.com/news/fcac-fines-bmo-4m-for-overcharging-fees/ Mon, 02 Feb 2026 19:33:26 +0000 https://www.investmentexecutive.com/?p=530833 Error went undetected despite over 500 complaints; affected more than 100,000 customers

The post FCAC fines BMO $4M for overcharging fees appeared first on Investment Executive.

]]> OSFI consults on regime for industry accountability https://www.investmentexecutive.com/news/osfi-consults-on-regime-for-industry-accountability/ Thu, 29 Jan 2026 22:14:04 +0000 https://www.investmentexecutive.com/?p=530675 Regulator seeks suitability standards for senior industry personnel

The post OSFI consults on regime for industry accountability appeared first on Investment Executive.

]]> Former rep convicted on fraud charges https://www.investmentexecutive.com/news/former-rep-convicted-on-fraud-charges/ Tue, 27 Jan 2026 21:00:50 +0000 https://www.investmentexecutive.com/?p=530366 Previously banned advisor found guilty of six out of 10 counts

The post Former rep convicted on fraud charges appeared first on Investment Executive.

]]> U.K. regulator undertakes AI inquiry https://www.investmentexecutive.com/news/u-k-regulator-undertakes-ai-inquiry/ Tue, 27 Jan 2026 19:55:05 +0000 https://www.investmentexecutive.com/?p=530372 FCA review will examine expected impact of AI on retail financial markets

The post U.K. regulator undertakes AI inquiry appeared first on Investment Executive.

]]>