Consumer protection | Investment Executive https://www.investmentexecutive.com/tag/consumer-protection/ Canada's news source for financial professionals Tue, 17 Mar 2026 18:54:22 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Consumer protection | Investment Executive https://www.investmentexecutive.com/tag/consumer-protection/ 32 32 FCA consults on consumer redress reforms https://www.investmentexecutive.com/news/fca-consults-on-consumer-redress-reforms/ Tue, 17 Mar 2026 18:54:22 +0000 https://www.investmentexecutive.com/?p=534070 U.K. regulator seeks faster resolutions for clients, greater certainty for firms

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]]> You need a better Reason Why letter https://www.investmentexecutive.com/inside-track_/jeff-cait/you-need-a-better-reason-why-letter/ Wed, 11 Mar 2026 17:27:26 +0000 https://www.investmentexecutive.com/?p=533609 Life insurance consumers deserve to know what they bought — and how it compares with other options

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]]> ESMA consults on avoiding groupthink at financials https://www.investmentexecutive.com/news/esma-consults-on-avoiding-groupthink-at-financials/ Wed, 25 Feb 2026 20:36:23 +0000 https://www.investmentexecutive.com/?p=532589 Regulators review suitability guidance for industry management

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]]> BoC hits fintech with compliance order https://www.investmentexecutive.com/news/boc-hits-fintech-with-compliance-order/ Wed, 18 Feb 2026 18:58:52 +0000 https://www.investmentexecutive.com/?p=532004 Bank halts retail payment activity, citing concerns about shortfall

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]]> FCAC fines BMO $4M for overcharging fees https://www.investmentexecutive.com/news/fcac-fines-bmo-4m-for-overcharging-fees/ Mon, 02 Feb 2026 19:33:26 +0000 https://www.investmentexecutive.com/?p=530833 Error went undetected despite over 500 complaints; affected more than 100,000 customers

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]]> OSFI consults on regime for industry accountability https://www.investmentexecutive.com/news/osfi-consults-on-regime-for-industry-accountability/ Thu, 29 Jan 2026 22:14:04 +0000 https://www.investmentexecutive.com/?p=530675 Regulator seeks suitability standards for senior industry personnel

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]]> Former rep convicted on fraud charges https://www.investmentexecutive.com/news/former-rep-convicted-on-fraud-charges/ Tue, 27 Jan 2026 21:00:50 +0000 https://www.investmentexecutive.com/?p=530366 Previously banned advisor found guilty of six out of 10 counts

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]]> U.K. regulator undertakes AI inquiry https://www.investmentexecutive.com/news/u-k-regulator-undertakes-ai-inquiry/ Tue, 27 Jan 2026 19:55:05 +0000 https://www.investmentexecutive.com/?p=530372 FCA review will examine expected impact of AI on retail financial markets

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]]> Ex-banker pleads guilty in money laundering case https://www.investmentexecutive.com/news/ex-banker-pleads-guilty-in-money-laundering-case/ Thu, 22 Jan 2026 19:47:46 +0000 https://www.investmentexecutive.com/?p=530060 Accounts opened for shell companies to funnel money to Colombia

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]]> Court offers chance to prove financial capability https://www.investmentexecutive.com/news/court-offers-chance-to-prove-financial-capability/ Tue, 20 Jan 2026 14:58:59 +0000 https://www.investmentexecutive.com/?p=529759 Injured man sought removal of court-ordered guardian

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