Commodity futures | Investment Executive https://www.investmentexecutive.com/tag/commodity-futures/ Canada's news source for financial professionals Mon, 01 Sep 2025 16:18:54 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commodity futures | Investment Executive https://www.investmentexecutive.com/tag/commodity-futures/ 32 32 Rep’s trading was lucrative, but offside https://www.investmentexecutive.com/news/from-the-regulators/reps-trading-was-lucrative-but-offside/ Mon, 01 Sep 2025 16:17:31 +0000 https://www.investmentexecutive.com/?p=518806 Advisor sanctioned for extensive discretionary futures trading

The post Rep’s trading was lucrative, but offside appeared first on Investment Executive.

]]>
Former rep sanctioned for risky discretionary trading https://www.investmentexecutive.com/news/from-the-regulators/former-rep-sanctioned-for-risky-discretionary-trading/ Mon, 07 Jul 2025 18:21:15 +0000 https://www.investmentexecutive.com/?p=514652 Clients lost millions on futures trading that generated large commissions

The post Former rep sanctioned for risky discretionary trading appeared first on Investment Executive.

]]>
FCA sanctions LME for volatility control failings https://www.investmentexecutive.com/news/from-the-regulators/fca-sanctions-lme-for-volatility-control-failings/ Thu, 20 Mar 2025 17:02:16 +0000 https://www.investmentexecutive.com/?p=504993 Extreme stress in nickel markets led to trading outage in 2022

The post FCA sanctions LME for volatility control failings appeared first on Investment Executive.

]]>
Global IPOs weak despite strong markets, trading https://www.investmentexecutive.com/news/research-and-markets/global-ipos-weak-despite-strong-markets-trading/ Mon, 10 Feb 2025 20:26:13 +0000 https://www.investmentexecutive.com/?p=502150 WFE calls for policymakers to support public markets

The post Global IPOs weak despite strong markets, trading appeared first on Investment Executive.

]]>
IOSCO seeks improved oversight of OTC markets https://www.investmentexecutive.com/news/from-the-regulators/iosco-seeks-improved-oversight-of-otc-markets/ Mon, 25 Nov 2024 19:06:00 +0000 https://www.investmentexecutive.com/?p=497368 Review finds challenges monitoring OTC commodity derivatives

The post IOSCO seeks improved oversight of OTC markets appeared first on Investment Executive.

]]>
OTC derivatives rise in first half: BIS https://www.investmentexecutive.com/news/research-and-markets/otc-derivatives-rise-in-first-half-bis/ Fri, 22 Nov 2024 12:00:02 +0000 https://www.investmentexecutive.com/?p=497195 Growth was concentrated in smaller market segments, interest rate derivatives flat

The post OTC derivatives rise in first half: BIS appeared first on Investment Executive.

]]>
CFTC sanctions benchmark manipulation https://www.investmentexecutive.com/news/from-the-regulators/cftc-sanctions-benchmark-manipulation/ Tue, 27 Aug 2024 20:58:01 +0000 https://www.investmentexecutive.com/?p=491699 Swiss firm sold gas cheap to benefit short position, regulator alleges

The post CFTC sanctions benchmark manipulation appeared first on Investment Executive.

]]>
ESMA seeks reforms to trading rules https://www.investmentexecutive.com/news/from-the-regulators/esma-seeks-reforms-to-trading-rules/ Wed, 10 Jul 2024 17:56:15 +0000 https://www.investmentexecutive.com/?p=489100 Proposals include circuit breaker requirements, standards for trade reporting

The post ESMA seeks reforms to trading rules appeared first on Investment Executive.

]]>
Wall Street to see boost in Q2 from investment banking https://www.investmentexecutive.com/news/research-and-markets/wall-street-to-see-boost-in-q2-from-investment-banking/ Wed, 10 Jul 2024 17:41:45 +0000 https://www.investmentexecutive.com/?p=489097 Strong debt issuance, M&A expected to be revenue drivers in the quarter

The post Wall Street to see boost in Q2 from investment banking appeared first on Investment Executive.

]]>
CFTC, SDNY charge crypto platform https://www.investmentexecutive.com/news/from-the-regulators/cftc-sdny-charge-crypto-platform/ Tue, 26 Mar 2024 18:28:12 +0000 https://www.investmentexecutive.com/?p=482757 KuCoin platform accused of registration, money laundering violations

The post CFTC, SDNY charge crypto platform appeared first on Investment Executive.

]]>