Commissions and fees | Investment Executive https://www.investmentexecutive.com/tag/commissions-and-fees/ Canada's news source for financial professionals Tue, 27 Jan 2026 22:31:39 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commissions and fees | Investment Executive https://www.investmentexecutive.com/tag/commissions-and-fees/ 32 32 Sun Life introduces more level whole life policy compensation https://www.investmentexecutive.com/news/sun-life-introduces-more-level-whole-life-policy-compensation/ Tue, 27 Jan 2026 19:14:33 +0000 https://www.investmentexecutive.com/?p=530369 The move is good for clients, but will industry follow?

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]]> Volatility boosts U.S. exchanges’ revenues: Moody’s https://www.investmentexecutive.com/news/volatility-boosts-u-s-exchanges-revenues-moodys/ Mon, 26 Jan 2026 18:54:33 +0000 https://www.investmentexecutive.com/?p=530263 Exchanges to report strong results as volumes jumped in fourth quarter

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]]> Firms falling short at selling complex products: FCA https://www.investmentexecutive.com/news/firms-falling-short-at-selling-complex-products-fca/ Mon, 12 Jan 2026 20:04:00 +0000 https://www.investmentexecutive.com/?p=529167 Risk of retail investor harm from poor controls, disclosure, review finds

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]]> Court approves CIBC trailer fee settlement https://www.investmentexecutive.com/news/court-approves-cibc-trailer-fee-settlement/ Wed, 07 Jan 2026 19:10:02 +0000 https://www.investmentexecutive.com/?p=528849 Class action brought on behalf of full-service clients with funds that paid trailers

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]]> U.S. broker pays restitution to short-changed clients https://www.investmentexecutive.com/news/u-s-broker-pays-restitution-to-short-changed-clients/ Tue, 06 Jan 2026 13:57:09 +0000 https://www.investmentexecutive.com/?p=528703 Customers paid higher fees, got less interest on cash balances: FINRA

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]]> ETF series under scrutiny https://www.investmentexecutive.com/news/industry-news/etf-series-under-scrutiny/ Wed, 31 Dec 2025 06:42:43 +0000 https://www.investmentexecutive.com/?p=527225 Fee fairness and disclosure, potential for conflicts of interest among issues in CSA consultation

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]]> With CRM3 around the corner, here’s how financial services firms are preparing https://www.investmentexecutive.com/news/with-crm3-around-the-corner-heres-how-financial-services-firms-are-preparing/ Mon, 29 Dec 2025 06:00:33 +0000 https://www.investmentexecutive.com/?p=528422 Total cost reporting will increase fee transparency, put more onus on advisors to demonstrate their value to clients

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]]> AMF announces 2026 fee hikes https://www.investmentexecutive.com/news/amf-announces-2026-fee-hikes/ Fri, 19 Dec 2025 14:04:43 +0000 https://www.investmentexecutive.com/?p=528150 Regulatory fees set to rise in line with consumer inflation

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]]> IAFP introduces mandatory fiduciary attestation for RFP holders https://www.investmentexecutive.com/news/industry-news/iafp-introduces-mandatory-fiduciary-attestation-for-rfp-holders/ Mon, 15 Dec 2025 21:27:01 +0000 https://www.investmentexecutive.com/?p=527794 Association also tightens compensation disclosure requirements

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]]> Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/from-the-regulators/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Review documents failings in meeting KYC, KYP, suitability requirements

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