Commissions and fees | Investment Executive https://www.investmentexecutive.com/tag/commissions-and-fees/ Canada's news source for financial professionals Mon, 09 Mar 2026 16:23:55 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.4 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commissions and fees | Investment Executive https://www.investmentexecutive.com/tag/commissions-and-fees/ 32 32 Crypto class action settlement complete https://www.investmentexecutive.com/news/crypto-class-action-settlement-complete/ Mon, 09 Mar 2026 16:23:55 +0000 https://www.investmentexecutive.com/?p=533371 Court grants Wealthsimple's application for closing judgment

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]]> Trio pleads guilty in US$500-million scheme https://www.investmentexecutive.com/news/trio-pleads-guilty-in-us500-million-scheme/ Wed, 04 Mar 2026 18:57:06 +0000 https://www.investmentexecutive.com/?p=533135 Firms failed to disclose massive markups on pre-IPO securities

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]]> Fund costs declining, thanks to new launches: ESMA https://www.investmentexecutive.com/news/fund-costs-declining-thanks-to-new-launches-esma/ Tue, 03 Mar 2026 19:16:42 +0000 https://www.investmentexecutive.com/?p=533049 The debut of cheaper funds is driving investors' costs down, research finds

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]]> Scotia reaches NSF fees class action settlement https://www.investmentexecutive.com/news/scotia-reaches-nsf-fees-class-action-settlement/ Tue, 03 Mar 2026 18:40:45 +0000 https://www.investmentexecutive.com/?p=533046 Proposed settlement faces court approval hearing in June

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]]> GST/HST on trailing commissions to be enforced July 1: CRA notice https://www.investmentexecutive.com/news/industry-news/gst-hst-on-trailing-commissions-to-be-enforced-july-1-cra-notice/ Tue, 10 Feb 2026 21:54:00 +0000 https://www.investmentexecutive.com/?p=531432 Date not reasonable for industry implementation, tax practitioner says

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]]> FCAC fines BMO $4M for overcharging fees https://www.investmentexecutive.com/news/fcac-fines-bmo-4m-for-overcharging-fees/ Mon, 02 Feb 2026 19:33:26 +0000 https://www.investmentexecutive.com/?p=530833 Error went undetected despite over 500 complaints; affected more than 100,000 customers

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]]> CRA info about GST/HST on trailing commissions to drop in February, March https://www.investmentexecutive.com/news/cra-info-about-gst-hst-on-trailing-commissions-to-drop-in-february-march/ Thu, 29 Jan 2026 19:53:10 +0000 https://www.investmentexecutive.com/?p=530596 For dealers, preparing for compliance will include reviewing agreements with fund managers

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]]> Sun Life introduces more level whole life policy compensation https://www.investmentexecutive.com/news/sun-life-introduces-more-level-whole-life-policy-compensation/ Tue, 27 Jan 2026 19:14:33 +0000 https://www.investmentexecutive.com/?p=530369 The move is good for clients, but will industry follow?

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]]> Volatility boosts U.S. exchanges’ revenues: Moody’s https://www.investmentexecutive.com/news/volatility-boosts-u-s-exchanges-revenues-moodys/ Mon, 26 Jan 2026 18:54:33 +0000 https://www.investmentexecutive.com/?p=530263 Exchanges to report strong results as volumes jumped in fourth quarter

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]]> Firms falling short at selling complex products: FCA https://www.investmentexecutive.com/news/firms-falling-short-at-selling-complex-products-fca/ Mon, 12 Jan 2026 20:04:00 +0000 https://www.investmentexecutive.com/?p=529167 Risk of retail investor harm from poor controls, disclosure, review finds

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