Commissions and fees – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 10 Dec 2025 17:50:45 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commissions and fees – Investment Executive https://www.investmentexecutive.com 32 32 Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Broker failed to supervise front-end fund sales: FINRA https://www.investmentexecutive.com/news/broker-failed-to-supervise-front-end-fund-sales-finra/ Wed, 03 Dec 2025 20:13:38 +0000 https://www.investmentexecutive.com/?p=526909 ESMA targets retail conflicts of interest https://www.investmentexecutive.com/news/esma-targets-retail-conflicts-of-interest/ Wed, 03 Dec 2025 20:05:18 +0000 https://www.investmentexecutive.com/?p=526916 Edward Jones settles client overcharging case https://www.investmentexecutive.com/news/edward-jones-settles-client-overcharging-case/ Tue, 02 Dec 2025 20:41:51 +0000 https://www.investmentexecutive.com/?p=526775 Low-cost bank accounts available at 14 banks https://www.investmentexecutive.com/news/low-cost-bank-accounts-available-at-14-banks/ Mon, 01 Dec 2025 17:49:58 +0000 https://www.investmentexecutive.com/?p=526650 Outlook for securities sector is neutral: Fitch https://www.investmentexecutive.com/news/outlook-for-securities-sector-is-neutral-fitch/ Mon, 24 Nov 2025 19:35:08 +0000 https://www.investmentexecutive.com/?p=526169 Double trouble: Twins convicted of defrauding clients https://www.investmentexecutive.com/news/double-trouble-twins-convicted-of-defrauding-clients/ Fri, 14 Nov 2025 21:11:23 +0000 https://www.investmentexecutive.com/?p=525534 Investors not getting fair value from CFDs: FCA https://www.investmentexecutive.com/news/investors-not-getting-fair-value-from-cfds-fca/ Thu, 13 Nov 2025 19:51:59 +0000 https://www.investmentexecutive.com/?p=525380 ‘Neo’ brokers bring neo risks too: IOSCO https://www.investmentexecutive.com/news/neo-brokers-bring-neo-risks-too-iosco/ Wed, 12 Nov 2025 19:03:30 +0000 https://www.investmentexecutive.com/?p=525233 ESMA finds fund distribution is costly https://www.investmentexecutive.com/news/esma-finds-fund-distribution-is-costly/ Thu, 06 Nov 2025 21:28:19 +0000 https://www.investmentexecutive.com/?p=524836