Commissions and fees – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 07 Jan 2026 19:10:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commissions and fees – Investment Executive https://www.investmentexecutive.com 32 32 Court approves CIBC trailer fee settlement https://www.investmentexecutive.com/news/court-approves-cibc-trailer-fee-settlement/ Wed, 07 Jan 2026 19:10:02 +0000 https://www.investmentexecutive.com/?p=528849 U.S. broker pays restitution to short-changed clients https://www.investmentexecutive.com/news/u-s-broker-pays-restitution-to-short-changed-clients/ Tue, 06 Jan 2026 13:57:09 +0000 https://www.investmentexecutive.com/?p=528703 ETF series under scrutiny https://www.investmentexecutive.com/news/etf-series-under-scrutiny/ Wed, 31 Dec 2025 06:42:43 +0000 https://www.investmentexecutive.com/?p=527225 With CRM3 around the corner, here’s how financial services firms are preparing https://www.investmentexecutive.com/news/with-crm3-around-the-corner-heres-how-financial-services-firms-are-preparing/ Mon, 29 Dec 2025 06:00:33 +0000 https://www.investmentexecutive.com/?p=528422 AMF announces 2026 fee hikes https://www.investmentexecutive.com/news/amf-announces-2026-fee-hikes/ Fri, 19 Dec 2025 14:04:43 +0000 https://www.investmentexecutive.com/?p=528150 IAFP introduces mandatory fiduciary attestation for RFP holders https://www.investmentexecutive.com/news/iafp-introduces-mandatory-fiduciary-attestation-for-rfp-holders/ Mon, 15 Dec 2025 21:27:01 +0000 https://www.investmentexecutive.com/?p=527794 Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Broker failed to supervise front-end fund sales: FINRA https://www.investmentexecutive.com/news/broker-failed-to-supervise-front-end-fund-sales-finra/ Wed, 03 Dec 2025 20:13:38 +0000 https://www.investmentexecutive.com/?p=526909 ESMA targets retail conflicts of interest https://www.investmentexecutive.com/news/esma-targets-retail-conflicts-of-interest/ Wed, 03 Dec 2025 20:05:18 +0000 https://www.investmentexecutive.com/?p=526916 Edward Jones settles client overcharging case https://www.investmentexecutive.com/news/edward-jones-settles-client-overcharging-case/ Tue, 02 Dec 2025 20:41:51 +0000 https://www.investmentexecutive.com/?p=526775